Retained EU Law SI 2009 United Kingdom

Assimilated Council Regulation (EC) No 428/2009

Read it on legislation.gov.uk (opens in a new tab)
Enforced by
ECJU
Status
Amended (in force with amendments)
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Trader7 Any Person5

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Trader — also bound by 825 other Acts
Companies Act 2006 243 duties
Companies Act 1985 85 duties
Any Person — also bound by 2340 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

uri:annex/iia/division/1/division/1/division/3/division/1 uri:annex/iia/division/1/division/1/division/3/division/1 Regulated
  • Report use of authorisation 001 in Single Administrative DocumentTrader
uri:annex/iib/division/1/division/1/part/3/division/2 uri:annex/iib/division/1/division/1/part/3/division/2 Regulated
  • Use reference number X002 in export declaration box 44Any Person
uri:annex/iic/division/1/division/1/part/3/division/3 uri:annex/iic/division/1/division/1/part/3/division/3 Regulated
  • Quote GEA 003 in export declarations and prove items are returningTrader
uri:annex/iic/division/1/division/1/part/3/division/4 uri:annex/iic/division/1/division/1/part/3/division/4 Regulated
  • Notify Secretary of State of first use of export authorisationTrader
uri:annex/iid/division/1/division/1/part/3/division/4 uri:annex/iid/division/1/division/1/part/3/division/4 Regulated
  • Mention GEA 004 reference number in export documentationTrader
uri:annex/iie/division/1/division/1/part/3/division/2 uri:annex/iie/division/1/division/1/part/3/division/2 Regulated
  • Quote X002 and GEA 005 in box 44 of the export declarationTrader
uri:annex/iif/division/1/part/3/division/2 uri:annex/iif/division/1/part/3/division/2 Regulated
  • Include GEA 006 reference X002 in box 44 of export declarationTrader
s.art004 (1) An authorisation shall be required for the export of... Regulated
  • Get export authorisation for certain dual-use items or notify the Secretary of StateAny Person
s.art005 (1) An authorisation shall be required for brokering services of... Regulated
  • Get authorisation or notify the Secretary of State before brokering dual-use itemsAny Person
s.art009 (1) Assimilated General Export Authorisations for certain exports as set... Regulated
  • Provide complete information when applying for export authorisationsAny Person
s.art016 (1) When completing the formalities for the export of dual-use... Regulated
  • Provide proof of export authorisation for dual-use itemsTrader
s.art020 (1) Exporters of dual-use items shall keep detailed registers or... Regulated
  • Keep detailed registers of dual-use item exports and brokering servicesAny Person
46 other provisions — procedural and definitional
uri:annex/iia/division/1/division/1/division/3/division/2 uri:annex/iia/division/1/division/1/division/3/division/2
uri:annex/iia/division/1/division/1/division/3/division/3 uri:annex/iia/division/1/division/1/division/3/division/3
uri:annex/iib/division/1/division/1/part/3/division/1 uri:annex/iib/division/1/division/1/part/3/division/1
uri:annex/iib/division/1/division/1/part/3/division/3 uri:annex/iib/division/1/division/1/part/3/division/3
uri:annex/iic/division/1/division/1/part/3/division/2 uri:annex/iic/division/1/division/1/part/3/division/2
uri:annex/iid/division/1/division/1/part/3/division/3 uri:annex/iid/division/1/division/1/part/3/division/3
uri:annex/iid/division/1/division/1/part/3/division/5 uri:annex/iid/division/1/division/1/part/3/division/5
uri:annex/iie/division/1/division/1/part/3/division/1 uri:annex/iie/division/1/division/1/part/3/division/1
uri:annex/iie/division/1/division/1/part/3/division/3 uri:annex/iie/division/1/division/1/part/3/division/3
uri:annex/iif/division/1/part/3/division/1 uri:annex/iif/division/1/part/3/division/1
uri:annex/iif/division/1/part/3/division/3 uri:annex/iif/division/1/part/3/division/3
s.annex iig para.1 The entries do not always provide a complete description of...
s.annex iig para.2 The mention of an item in this Annex does not...
s.annex iig para.3 all items specified in Annex IV, 0C001 ‘ Natural uranium...
s.annex iiia para.1 When granting the export authorisations, Secretary of State will strive...
s.annex iiia para.2 This is an export authorisation valid in all Member States...
s.annex iiic para.1 Title of general export authorisation Authority issuing the authorisation ....
s.annex iv para.1 The entries do not always cover the complete description of...
s.annex iv para.2 The mention of an item in this Annex does not...
s.annex iv para.3 The terms appearing in straight double quotes are defined terms...
s.art001 This Regulation sets up a United Kingdom regime for the...
s.art002 For the purposes of this Regulation: ‘dual-use items’ shall mean...
s.art003 (1) An authorisation shall be required for the export of...
s.art006 (1) The transit of non-Community dual-use items listed in Annex...
s.art007 This Regulation does not apply to the supply of services...
s.art008 (1) A Member State may prohibit or impose an authorisation...
s.art010 (1) Authorisations for brokering services under this Regulation shall be...
s.art011 (1) If the dual-use items in respect of which an...
s.art012 (1) In deciding whether or not to grant an individual...
s.art013 (1) The Secretary of State, acting in accordance with this...
s.art014 (1) All individual and global export authorisations and authorisations for...
s.art015 (1) The Secretary of State may by regulations update the...
s.art017 (1) Member States may provide that customs formalities for the...
s.art018 The provisions of Articles 843 and 912a to 912g of...
s.art019 (1) Member States, in cooperation with the Commission, shall take...
s.art021 In order to ensure that this Regulation is properly applied,...
s.art022 (1) An authorisation shall be required for intra-Community transfers of...
s.art023 (1) A Dual-Use Coordination Group chaired by a representative of...
s.art023 (1) Regulations under Article 9(1) or Article 15(1) are to...
s.art023 (1) Delegated acts adopted under this Article shall enter into...
s.art024 Each Member State shall take appropriate measures to ensure proper...
s.art025 (1) Each Member State shall inform the Commission of the...
s.art025 Without prejudice to the provisions on mutual administrative assistance agreements...
s.art026 This Regulation does not affect:
s.art027 Regulation (EC) No 1334/2000 is repealed with effect from 27...
s.art028 This Regulation shall enter into force 90 days after the...

Help complying

Guvnor’s practical routes through this instrument.

Export controlled goods and dual-use items

Compliance-critical guidance for exporting military items, dual-use technology, or goods subject to sanctions - with penalties up to 10 years imprisonment
1 more guide that reference this instrument
Tech Sector Licensing and Authorisations

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.