This guide is for businesses that move passengers or freight by rail, or that use the rail network. Rail is regulated by the Office of Rail and Road (ORR), which combines economic licensing with safety regulation. You will generally need three things in place — an operating licence, a safety certificate or authorisation, and an approved track access agreement — plus RID compliance if you carry dangerous goods. The universal workplace duties are in Set up and run a safe land transport operation.
This covers the Great Britain mainline regime. Rail in Northern Ireland is operated and overseen under separate arrangements — check the NI position if that is where you operate.
A. Operating licence
The ORR issues the licence to run trains or operate network assets. Passenger franchise or contract operators also need an agreement with the relevant contracting authority (the Department for Transport, Transport Scotland or Transport for Wales).
B. Safety certificate or safety authorisation
Under the Railways and Other Guided Transport Systems (Safety) Regulations (ROGS), the split is by role, not by passenger versus freight. If you operate trains — passenger or freight, a "transport undertaking" — you need a safety certificate. If you manage infrastructure or a station — an "infrastructure manager" — you need a safety authorisation. Both evidence a safety management system accepted by the ORR.
C. Network access
To run on the network you need a track access agreement, approved by the ORR, setting your access rights, charges and obligations with the infrastructure manager.
D. Carrying dangerous goods by rail
If you carry dangerous goods by rail, consignments must comply with RID and your staff must be trained and certified, with a dangerous goods safety adviser where required.
E. Terminals and stations
If you also operate a rail freight terminal or a railway station, those activities fall under SIC division 52 and sit within the same ORR safety regime (ROGS), with additional cargo-handling and passenger accessibility duties. See the warehousing and transport-support guidance for terminal and station operation.
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What to do next
Confirm the universal duties in the spine guide are in place, then complete the land transport compliance checklist for the rail items.
Official sources
Authoritative guidance for rail operators.
- Office of Rail and Road (opens in a new tab) ORR
- Railways Act 1993 (opens in a new tab) legislation.gov.uk
- Carriage of Dangerous Goods Regulations 2009 (opens in a new tab) legislation.gov.uk