Finance: reporting obligations
- Report suspected designated persons or sanctions breaches to Treasury
UK Statutory Instrument
2019
United Kingdom
The Counter-Terrorism (International Sanctions) (EU Exit) Regulations 2019
At a glance
What's here
1 compliance obligation
What this Act requires
Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.
Browse 86 other sections — procedural / definitional / commencement
Citation and commencement
Application of Schedule
Interpretation
Joint interests
Application of prohibitions and requirements outside the United Kingdom
Joint arrangements
Purposes
Calculating shareholdings
Power to designate persons
Conditions for the designation of persons by name
Voting rights
Designation criteria: meaning of “involved person”
In applying regulation 7(2) and this Schedule, the voting rights...
Meaning of “owned or controlled directly or indirectly”
Rights to appoint or remove members of the board
Notification and publicity where designation power used
A reference to a board of directors, in the case...
Confidential information in certain cases where designation power used
Shares or rights held “indirectly”
Meaning of “designated person” in Part 3
Shares held by nominees
Asset-freeze in relation to designated persons
Rights treated as held by person who controls their exercise
Making funds or financial services available to designated persons
“Arrangement” includes— (a) any scheme, agreement or understanding, whether or...
Making funds or financial services available for the benefit of designated persons
Rights exercisable only in certain circumstances etc.
Making economic resources available to designated persons
Rights attached to shares held by way of security
Making economic resources available for the benefit of designated persons
Circumventing etc. prohibitions
Director disqualification sanctions
Immigration
Definitions (Trade)
Export of military goods
Supply and delivery of military goods
Making military goods and military technology available
Transfer of military technology
Technical assistance relating to military goods and military technology
Financial services and funds relating to military goods and military technology
Brokering services: non-UK activity relating to military goods and military technology
Enabling or facilitating conduct of armed hostilities
Circumventing etc. prohibitions
Defences
Finance: exceptions from prohibitions
Exception for authorised conduct in a relevant country
Finance: exception from prohibitions for required payments
Exception for acts done for purposes of national security or prevention of serious crime
Treasury licences
Director disqualification licences
Licences: general provisions
Finance: licensing offences
Director disqualification: licensing offences
Section 8B(1) to (3) of Immigration Act 1971: directions
Finance: reporting obligations for required payments
“Relevant firm”
Finance: powers to request information
Finance: production of documents
Finance: information offences
Trade: application of information powers in CEMA
Disclosure of information
Finance: disclosure to the Treasury
Part 7: supplementary
Penalties for offences
Liability of officers of bodies corporate etc.
Jurisdiction to try offences
Procedure for offences by unincorporated bodies
Time limit for proceedings for summary offences
Trade enforcement: application of CEMA
Trade offences in CEMA: modification of penalty
Application of Chapter 1 of Part 2 of Serious Organised Crime and Police Act 2005
Monetary penalties
Exercise of maritime enforcement powers
Maritime enforcement officers
Power to stop, board, search etc.
Seizure power
Restrictions on exercise of maritime enforcement powers
Interpretation of Part 9
Notices
Trade: overlapping offences
Revocation of the ISIL (Da'esh) and Al-Qaida (Asset-Freezing) Regulations 2011
Other revocations
Amendment of the Charities Act 2011
Amendment of the Sanctions and Anti-Money Laundering Act 2018
Transitional provision: Treasury licences
Transitional provision: prior obligations
Explore more
Browse legislation
Find other UK business legislation with related guidance.