- Enforced by
- ECJU
- Status
- In Force
- Penalty ceiling
- Regulated
Does it bind you?
Business-side roles with duties under this instrument.
Financial Services Firm2
Other Acts binding the same actors
If a role above is yours, these are the other instruments that most often bind it.
Financial Services Firm — also bound by 167 other Acts
Friendly Societies Act 1992
52 duties
What it requires
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
Part 1
General
0 of 4 sections shown4 other sections in this Part — procedural and definitional
s.001
Citation and commencement
s.002
Interpretation
s.003
Application of prohibitions and requirements outside the United Kingdom
s.004
Purposes
Part 2
Designation of persons
0 of 7 sections shown7 other sections in this Part — procedural and definitional
s.005
Power to designate persons
s.005
Conditions for the designation of persons by name
s.006
Designation criteria: meaning of “involved person”
s.007
Meaning of “owned or controlled directly or indirectly”
s.008
Notification and publicity where designation power used
s.009
Confidential information in certain cases where designation power used
s.010
Designation of persons named by or under UN Security Council Resolutions
Part 3
Specification of ships
0 of 2 sections shown2 other sections in this Part — procedural and definitional
s.011
Specification of ships
s.012
Notification and publicity where specification power used
Part 4
Finance
0 of 22 sections shown22 other sections in this Part — procedural and definitional
s.013
Asset-freeze in relation to designated persons
s.014
Making funds available to designated person
s.015
Making funds available for benefit of designated person
s.016
Making economic resources available to designated person
s.017
Making economic resources available for benefit of designated person
s.018
UK credit or financial institutions: accounts and correspondent banking relationships etc.
s.019
UK credit or financial institutions: severance of existing financial relationships
s.020
Opening of or taking up of business by a representative office, branch or subsidiary of DPRK credit or financial institution
s.021
DPRK credit or financial institutions: branches, subsidiaries, and representative offices
s.022
Acquisition or extension of ownership interest by a DPRK credit or financial institution
s.023
Designated persons: closure of representative offices
s.024
Business arrangements with designated persons
s.025
Bank accounts for diplomatic missions etc.
s.026
Investment and commercial activities
s.027
Land
s.028
Transfers of funds etc.
s.029
Insurance and reinsurance services in relation to ships
s.030
Sale or purchase of bonds
s.031
Circumventing etc. prohibitions
s.031
Trade: end-use control
s.032
Meaning of “designated person” in Part 4
s.033
Interpretation of Part 4
Part 4
Director disqualification sanctions
0 of 1 section shown1 other section in this Part — procedural and definitional
s.033
Director disqualification sanctions
Part 5
Immigration
0 of 1 section shown1 other section in this Part — procedural and definitional
s.034
Immigration
Part 6
Trade
0 of 31 sections shown31 other sections in this Part — procedural and definitional
s.035
Exports of restricted goods
s.036
Imports of restricted goods
s.037
Supply and delivery of restricted goods
s.038
Sale and purchase etc. of restricted goods and restricted technology
s.039
Transfer of restricted technology
s.040
Technical assistance relating to restricted goods and restricted technology
s.041
Financial services and funds relating to restricted goods and restricted technology
s.042
Brokering services: non-UK activity relating to restricted goods and restricted technology
s.043
Goods and technology for armed forces of the DPRK
s.044
Armed forces goods and technology
s.045
Exports of certain goods
s.046
Supply and delivery of certain goods to the DPRK
s.047
Sale etc. of certain goods
s.048
Imports of certain goods
s.049
Supply and delivery of certain goods from the DPRK
s.050
Purchase etc. of certain goods and rights
s.051
Bank notes and coinage
s.052
Gold, precious metals or diamonds
s.053
Technical assistance relating to gold, precious metals or diamonds
s.054
Financial services and funds relating to gold, precious metals or diamonds
s.055
Brokering services: non-UK activity relating to gold, precious metals or diamonds
s.056
Mining, manufacturing and computer services
s.057
Financial support for trade
s.057
Land
s.058
Leasing or chartering of ships and aircraft
s.059
Crew services for ships and aircraft
s.060
Ship classification services
s.061
Bunkering or ship supply services
s.062
Circumventing etc. prohibitions
s.063
Defences
s.064
Interpretation of Part 6
Part 7
Aircraft
0 of 4 sections shown4 other sections in this Part — procedural and definitional
s.065
Movement of aircraft
s.066
Directions under regulation 65: supplementary
s.067
Offences
s.068
Interpretation of Part 7
Part 8
Ships
0 of 12 sections shown12 other sections in this Part — procedural and definitional
s.069
Ownership etc. of DPRK ships
s.070
Dealing with UN-designated ships subject to asset-freeze
s.071
Prohibition on port entry
s.072
Directions prohibiting port entry
s.073
Movement of ships
s.074
DPRK ships: transfers of goods
s.075
Detention of ships
s.076
Registration etc. of ships in the DPRK
s.077
Registration of ships in the United Kingdom
s.078
Circumventing etc. prohibitions
s.079
Defences
s.080
Interpretation of Part 8
Part 9
Exceptions and licences
0 of 23 sections shown23 other sections in this Part — procedural and definitional
s.081
Asset-freeze etc.: exceptions from prohibitions
s.081
Finance: humanitarian exception
s.081
Asset-freeze etc.: exception from prohibitions for required payments
s.082
Land: exceptions from prohibitions
s.083
Transfers of funds: exceptions from prohibitions
s.084
Trade: exceptions from prohibitions
s.085
Aircraft: exceptions from prohibition
s.086
Ships: exceptions from prohibitions on port entry
s.086
Exception for authorised conduct in a relevant country
s.087
Exception for acts done for purposes of national security or prevention of serious crime
s.088
Treasury licences
s.089
Treasury directions
s.089
Director disqualification licences
s.090
Trade licences
s.091
Aircraft licences
s.092
Ship licences
s.093
Licences: general provisions
s.094
Treasury directions: general provisions
s.095
Finance: licensing offences
s.095
Director disqualification: licensing offences
s.096
Trade: licensing offences
s.097
Ships and aircraft: licensing offences
s.098
Section 8B(1) to (3) of Immigration Act 1971: directions
Part 10
Information and records
2 of 13 sections shown
s.099
Finance: reporting obligations
Regulated
- Report DPRK sanctions concerns and frozen account activity to the TreasuryFinancial Services Firm
s.101
Proliferation financing
Regulated
- Report suspected DPRK proliferation financing to the National Crime AgencyFinancial Services Firm
11 other sections in this Part — procedural and definitional
s.099
Finance: reporting obligations for required payments
s.100
“Relevant firm”
s.102
Finance: powers to request information
s.103
Finance: production of documents
s.104
Finance: information offences
s.105
Trade: application of information powers in CEMA
s.106
General trade licences: records
s.107
General trade licences: inspection of records
s.108
Disclosure of information
s.108
Finance: disclosure to the Treasury
s.109
Part 10: supplementary
Part 11
Enforcement
0 of 9 sections shown9 other sections in this Part — procedural and definitional
s.110
Penalties for offences
s.111
Liability of officers of bodies corporate etc.
s.112
Jurisdiction to try offences
s.113
Procedure for offences by unincorporated bodies
s.114
Time limit for proceedings for summary offences
s.115
Trade enforcement: application of CEMA
s.116
Trade offences in CEMA: modification of penalty
s.117
Application of Chapter 1 of Part 2 of Serious Organised Crime and Police Act 2005
s.118
Monetary penalties
Part 12
Maritime enforcement
0 of 6 sections shown6 other sections in this Part — procedural and definitional
s.119
Exercise of maritime enforcement powers
s.120
Maritime enforcement officers
s.121
Power to stop, board, search etc.
s.122
Seizure power
s.123
Restrictions on exercise of maritime enforcement powers
s.124
Interpretation of Part 12
Part 13
Supplementary and final provision
0 of 10 sections shown10 other sections in this Part — procedural and definitional
s.125
Directions under Parts 7 and 8
s.126
Notices
s.127
Article 20 of the Export Control Order 2008
s.128
Trade: overlapping offences
s.129
Amendment of the United Nations and European Union Financial Sanctions (Linking) Regulations 2017
s.130
Revocations
s.131
Transitional provision: Treasury licences
s.132
Transitional provision: trade licences
s.133
Transitional provision: pending applications for trade licences
s.134
Transitional provision: prior obligations etc.
Schedules
Schedules
0 of 108 shown108 other schedules
s.sch001
Application of Schedule
s.sch001
Shares held by nominees
s.sch001
Rights treated as held by person who controls their exercise
s.sch001
“Arrangement” includes— (a) any scheme, agreement or understanding, whether or...
s.sch001
Rights exercisable only in certain circumstances etc.
s.sch001
Rights attached to shares held by way of security
s.sch001
Joint interests
s.sch001
Joint arrangements
s.sch001
Calculating shareholdings
s.sch001
Voting rights
s.sch001
In applying regulation 7(2) and this Schedule, the voting rights...
s.sch001
Rights to appoint or remove members of the board
s.sch001
A reference to a board of directors, in the case...
s.sch001
Shares or rights held “indirectly”
s.sch002
Interpretation
s.sch002
(1) Laser mirrors, other than those specified in Dual-Use code...
s.sch002
Laser lenses, other than those specified in Dual-Use code 6A005.e.2,...
s.sch002
Pipes, piping, flanges, fittings made of, or lined with nickel,...
s.sch002
Vacuum pumps other than those specified in Dual-Use code 0B002.f.2....
s.sch002
Shielded enclosures for the manipulation, storage and handling of radioactive...
s.sch002
(1) Natural uranium, depleted uranium or thorium in the form...
s.sch002
Detonation chambers having a capacity of explosion absorption of more...
s.sch002
Special materials and related equipment
s.sch002
Fluorine gas (CAS No 7782-41-4), with a purity of at...
s.sch002
Ring-shaped seals and gaskets, having an inner diameter of 400...
s.sch002
Principal element
s.sch002
Personal equipment for detecting radiation of nuclear origin, other than...
s.sch002
Electrolytic cells for fluorine production, other than those specified in...
s.sch002
Catalysts, other than those specified in Dual-Use codes 1A225 or...
s.sch002
(1) Aluminium and its alloys, other than those specified in...
s.sch002
(1) Magnetic metals, of all types and of whatever form,...
s.sch002
(1) Fibrous or filamentary materials or prepregs, other than those...
s.sch002
(1) Resin-impregnated or pitch-impregnated fibres (prepregs), metal or carbon-coated fibres...
s.sch002
(1) Reinforced silicon carbide ceramic composites usable for nose tips,...
s.sch002
Tantalum, tantalum carbide, tungsten, tungsten carbide and alloys thereof, other...
s.sch002
(1) Elemental powders of cobalt, neodymium or samarium or alloys...
s.sch002
Nuclear materials, facilities, and equipment
s.sch002
Pure tributyl phosphate (TBP) (CAS No 126-73-8) or any mixture...
s.sch002
(1) Maraging steel, other than those specified by Dual-Use codes...
s.sch002
Metals, metal powders and material as follows—
s.sch002
Soft magnetic alloys, other than those specified in Dual-Use code...
s.sch002
Graphite, other than that specified in Dual-Use code 0C004 or...
s.sch002
(1) Steel alloys in sheet or plate form, having any...
s.sch002
Carbon-Carbon Composite material.
s.sch002
Nickel alloys in crude or semi-fabricated form, containing 60 %...
s.sch002
(1) Titanium alloys in sheet or plate form capable of...
s.sch002
Titanium alloys, other than those specified in Dual-Use codes 1C002...
s.sch002
Faraday isolators in the wavelength range 500 nm-650 nm.
s.sch002
Zirconium and zirconium alloys, other than those specified in Dual-Use...
s.sch002
Explosive materials other than those specified in Dual-Use code 1C239,...
s.sch002
Materials processing
s.sch002
Machine tools, other than those specified in Dual-Use codes 2B001...
s.sch002
Components and numerical controls, specially designed for machine tools specified...
s.sch002
Balancing machines and related equipment as follows—
s.sch002
(1) Remote manipulators that can be used to provide remote...
s.sch002
Controlled atmosphere heat treatment furnaces or oxidation furnaces capable of...
s.sch002
(1) Pressure transducers, other than those defined in Dual-Use codes...
s.sch002
(1) Liquid-liquid contacting equipment (mixer-settlers, pulsed columns, plate columns, centrifugal...
s.sch002
Optical gratings in the wavelength range 500 nm-650 nm.
s.sch002
(1) Industrial equipment and components, other than those specified in...
s.sch002
(1) Multiple-seal, and seal-less pumps, other than those specified in...
s.sch002
(1) Centrifugal separators, other than those specified in Dual-Use code...
s.sch002
Sintered metal filters, other than those specified in Dual-Use code...
s.sch002
(1) Spin-forming machines and flow-forming machines, other than those specified...
s.sch002
(1) Equipment and reagents, other than those specified in Dual-Use...
s.sch002
Equipment, other than that specified in Dual-Use code 2B005, 2B105...
s.sch002
Open tanks or containers, with or without agitators, with a...
s.sch002
Electronics
s.sch002
(1) Mass spectrometers, other than those specified in Dual-Use code...
s.sch002
Optical fibres in the wavelength range 500 nm-650 nm coated...
s.sch002
(1) Frequency changers or generators, other than those specified by...
s.sch002
Spectrometers and diffractometers, designed for the indicative test or quantitative...
s.sch002
Sensors and lasers
s.sch002
Yttrium aluminium garnet (YAG) rods.
s.sch002
Optical equipment and components, other than those specified in Dual-Use...
s.sch002
(1) Wave front corrector systems, other than mirrors specified in...
s.sch002
Argon ion lasers, other than those specified in Dual-Use codes...
s.sch002
(1) Subject to sub-paragraph (2), semiconductor lasers, other than those...
s.sch002
Tunable semiconductor lasers and tunable semiconductor laser arrays, other than...
s.sch002
(1) Solid state tunable lasers, other than those specified in...
s.sch002
Nuclear reactor vessel components and testing equipment, other than those...
s.sch002
Neodymium-doped (other than glass) lasers, other than those specified in...
s.sch002
Components of acousto-optics, as follows— (a) framing tubes and solid-state...
s.sch002
(1) Radiation-hardened cameras, or lenses thereof, other than those specified...
s.sch002
Tunable pulsed dye laser amplifiers and oscillators, other than those...
s.sch002
Pulsed carbon dioxide lasers, other than those specified in, Dual-Use...
s.sch002
Lasers, other than those specified in Dual-Use code 6A005 or...
s.sch002
Navigation and avionics
s.sch002
Aerospace and propulsion
s.sch002
(1) Internal combustion engines ... designed or modified for propelling...
s.sch002
Trucks, other than those specified in Dual-Use code 9A115, having...
s.sch002
(1) Nuclear detection systems, other than those specified in Dual-Use...
s.sch002
Software and Technology
s.sch002
Certain key components for the ballistic-missile sector.
s.sch002
Bellows-sealed valves other than those specified in Dual-Use codes 0B001.c.6.,...
s.sch003
Basic needs
s.sch003
(1) In this Schedule— (a) “armed forces goods” and “armed...
s.sch003
Legal services
s.sch003
Maintenance of frozen funds and economic resources
s.sch003
Extraordinary expenses
s.sch003
Pre-existing judicial decisions etc.
s.sch003
Humanitarian assistance activities etc.
s.sch003
Diplomatic missions etc.
s.sch003
Pre-existing judicial decisions etc.
s.sch003
Prior obligations
s.sch003
Extraordinary situation
s.sch003
Insolvency
s.sch003
Judicial decisions etc.
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.