| Guvnor

Status: In Force
Penalty ceiling: Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Any Person1 Financial Services Firm1

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Any Person — also bound by 2340 other Acts

Human Medicines Regulations 2012 184 duties

Merchant Shipping Act 1995 144 duties

Insolvency (England and Wales) Rules 2016 104 duties

Communications Act 2003 92 duties

Road Traffic Act 1988 92 duties

Financial Services Firm — also bound by 167 other Acts

Commission Delegated Regulation (EU) No 231/2013 of 19 December 2012 supplementing Directive 2011/61/EU of the European Parliament and of the Council with regard to exemptions, general operating conditions, depositaries, leverage, transparency and supervision (Text with EEA relevance) 63 duties

Friendly Societies Act 1992 52 duties

Commission Delegated Regulation (EU) No 153/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on requirements for central counterparties (Text with EEA relevance) 52 duties

The Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges , Clearing Houses and Central Securities Depositories ) Regulations 2001 50 duties

The Credit Unions (Northern Ireland) Order 1985 43 duties

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.003 Provision of copy of a paid instrument Regulated

Provide copy of paid electronic instrument within 10 working days upon requestFinancial Services Firm

s.006 Procedure for making and determining claims Regulated

Respond to compensation claims within statutory timeframesAny Person

8 other provisions — procedural and definitional

s.001 Citation and commencement

s.002 Interpretation

s.004 Copy of instrument as evidence of payment

s.005 Responsible banker to compensate eligible claimants

s.007 Protection of potential claimant by section 80 of the Bills of Exchange Act 1882

s.008 Contributory behaviour by the claimant

s.009 Action for damages

s.010 Review

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.

The Electronic Presentment of Instruments (Evidence of Payment and Compensation for Loss) Regulations 2018

Does it bind you?

Other Acts binding the same actors

What it requires