UK Statutory Instrument 2004 United Kingdom

Ship Security Regulations 2004

What this means for your business

10 obligations
6 penalties
3 can imprison
Enforced by
MCA
Applies to
United Kingdom
On this page
10 compliance obligations
Read full text on legislation.gov.uk

What you must do

10 compliance obligations under this legislation — 3 can result in imprisonment.

Offences and prohibitions 6

Enter or remain in a ship's restricted area without permission

Unlimited fine

If anyone goes onto, into, or stays in a part of a ship that has been marked as a restricted area without permission from the master or ship security officer, they commit an offence. On conviction in the magistrates’ court the person can be fined an unlimited amount. Ship owners and operators must ensure proper authorisation procedures and clear signage to avoid this risk.

Any Person s.10 MCA

Enter or stay in a restricted port area without permission

Unlimited fine

If anyone goes onto, or remains in, a part of a port that has been marked as a restricted area without the security officer’s permission, they commit a criminal offence. On conviction in the Magistrates' Court they face an unlimited fine. No prison term is mentioned.

Any Person s.11 MCA

Fail to comply with an enforcement notice

Unlimited fine

If you (or your company) receive an enforcement notice from the Maritime and Coastguard Agency and do not follow it, and you have no reasonable excuse, you commit a criminal offence. On a summary conviction you face a fine up to the statutory maximum; on an indictment you face an unlimited fine. If the breach continues after you have been convicted, you can be fined up to £100 for each day the breach persists.

Any Person s.15 MCA

Fail to comply with a ship detention notice

2 years imprisonment

If a ship is detained under SOLAS or the ISPS Code and a detention notice is served, you must carry out the steps set out in the notice and keep the ship from sailing. Failing to do so without a reasonable excuse is a criminal offence. Conviction can lead to an unlimited fine and up to two years' imprisonment.

Any Person s.8 MCA

Fail to provide or give false information to a ship security officer

2 years imprisonment

If an authorised officer conducting a security inspection of a ship or port facility asks you for information required by the security plan and you refuse without a reasonable excuse, or you knowingly give false information, you commit an offence. On conviction you face an unlimited fine, and if tried on indictment you can also be sentenced to up to two years’ imprisonment. The case can be heard in either a magistrates' court or the Crown Court.

Any Person s.6 MCA

Obstruct a duly authorised officer

2 years imprisonment

If anyone deliberately blocks or hinders a ship‑security officer who is lawfully carrying out powers under the EC Regulation or these Regulations, they commit a criminal offence. On conviction the court can impose an unlimited fine, and if tried in Crown Court the offence can also carry up to two years’ imprisonment.

Any Person s.12 MCA

Record keeping 2

Retain ship and port security declarations for at least three years

You must keep any security declaration you complete for a ship or a port facility for at least three years after you last use it. For ships you also need to keep the declarations that relate to the last ten port calls for as long as they are linked to those calls, even if that means keeping them longer than three years.

Employee s.18 MCA When a declaration of security is completed for a ship or a …

Retain ship security records for at least three years

You must keep any security‑related records called for by the ISPS Code (and listed in your ship’s security plan) on board the vessel for a minimum of three years after each activity takes place. This means you can’t discard or delete those records until that time has passed.

Any Person s.17 MCA

Reporting and filing 2

Object to enforcement notice within 7 days

If a ship security enforcement notice is served on you, you must put in writing to the Secretary of State why you disagree with it. You have to send this objection, setting out the reasons and any supporting information, within seven days of receiving the notice.

Any Person s.16 MCA You have been served an enforcement notice under the Ship Security Regulations

Obtain approval before changing ship or port security plans

If you run a shipping company or own a port facility, you must get the Secretary of State’s written approval before you make any changes to your approved security plan. You cannot implement amendments until that approval is received.

Trader/Business s.19 MCA When you want to amend an approved ship security plan or port …

Penalties for non-compliance

6 penalties under this legislation. 3 can result in imprisonment. 6 carry an unlimited fine.

Prison risk

Fail to comply with a ship detention notice

Unlimited fine and/or 2 years imprisonment

Either way s.8 Penalises: Fail to comply with a ship detention notice
Prison risk

Fail to provide or give false information to a ship security officer

Unlimited fine and/or 2 years imprisonment

Either way s.6 Penalises: Fail to provide or give false information to …
Prison risk

Obstruct a duly authorised officer

Unlimited fine and/or 2 years imprisonment

Either way s.12 Penalises: Obstruct a duly authorised officer
Unlimited fine

Enter or remain in a ship's restricted area without permission

Unlimited fine

Summary only s.10 Penalises: Enter or remain in a ship's restricted area …
Unlimited fine

Enter or stay in a restricted port area without permission

Unlimited fine

Summary only s.11 Penalises: Enter or stay in a restricted port area …
Unlimited fine

Fail to comply with an enforcement notice

Unlimited fine

Either way s.15 Penalises: Fail to comply with an enforcement notice

Practical guidance

Our guides explain how to comply with the requirements above.

Sections and provisions

21 classified provisions from this legislation.

Duties 4

  • s.16 Objections to enforcement notices
  • s.17 Minimum period for retention of records
  • s.18 Minimum period for retention of a declaration of security
  • s.19 Amendments to plans

Offences and penalties 6

  • s.6 Inspection of ships and port facilities by a duly authorised officer
  • s.8 Detention notices
  • s.10 Unauthorised presence in a restricted area of a ship
  • s.11 Unauthorised presence in a restricted area of a port facility
  • s.12 Offences and penalties
  • s.15 Offences relating to enforcement notices

Powers 1

  • s.9 Compensation for invalid detention of a ship

Definitions 4

  • s.2 Interpretation the EC Regulation the SOLAS Convention ISPS Code
  • s.13 Enforcement notices
  • s.14 Contents of enforcement notices
  • s.20 Service of documents

Exemptions 1