- Status
- In Force
What it defines
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
30 other provisions — procedural and definitional
s.art001
Citation and commencement
s.art002
Arrangements not amounting to collective investment schemes
s.art003
Mortgage activities carried on by members of the professions
s.art004
Financial promotion exemption for appointed representatives
s.art005
Interests in funeral plan contracts
s.art006
Persons authorised under the Banking Act 1987
s.art007
Companies authorised under the Insurance Companies Act 1982
s.art008
Friendly societies authorised under the Friendly Societies Act 1992
s.art009
Building societies authorised under the Building Societies Act 1986
s.art010
Disqualification directions on the public record
s.art011
Definition of “the Regulator”
s.art012
Controller approved by self-regulating organisation before commencement
s.art013
Interpretation
s.art014
Winding up of persons previously authorised under the
s.art015
Winding up of persons previously authorised under the
s.art016
The Rehabilitation of Offenders Act 1974
s.art017
Disqualification of members of the Financial Services Tribunal
s.art018
Duty of auditors to communicate matters to the Authority
s.art019
Reports under the Financial Services Act and the Banking Act
s.art020
Report under the
s.art021
Transfer of property, rights and liabilities
s.art022
Transfer of liabilities
s.art023
Legal proceedings
s.art024
Exemption from liability in damages
s.art025
Fees for the exercise of certain Authority functions
s.art026
Fees under the Insurance Companies Act
s.art027
Fees in respect of the existing deficit
s.art028
The Contracting Out Order
s.art029
Correction of scope of permission notices as a result of this Order
s.art030
Correction of scope of permission notices for PIA firms
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.