UK Statutory Instrument SI 2001/3650 United Kingdom

The Financial Services and Markets Act 2000 (Miscellaneous Provisions) Order 2001

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Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Any Person1

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Any Person — also bound by 2684 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.art026 Fees under the Insurance Companies Act Regulated
  • Pay outstanding pre-commencement Insurance Companies Act feeAny Person
29 other provisions — procedural and definitional
s.art001 Citation and commencement
s.art002 Arrangements not amounting to collective investment schemes
s.art003 Mortgage activities carried on by members of the professions
s.art004 Financial promotion exemption for appointed representatives
s.art005 Interests in funeral plan contracts
s.art006 Persons authorised under the Banking Act 1987
s.art007 Companies authorised under the Insurance Companies Act 1982
s.art008 Friendly societies authorised under the Friendly Societies Act 1992
s.art009 Building societies authorised under the Building Societies Act 1986
s.art010 Disqualification directions on the public record
s.art011 Definition of “the Regulator”
s.art012 Controller approved by self-regulating organisation before commencement
s.art013 Interpretation
s.art014 Winding up of persons previously authorised under the
s.art015 Winding up of persons previously authorised under the
s.art016 The Rehabilitation of Offenders Act 1974
s.art017 Disqualification of members of the Financial Services Tribunal
s.art018 Duty of auditors to communicate matters to the Authority
s.art019 Reports under the Financial Services Act and the Banking Act
s.art020 Report under the
s.art021 Transfer of property, rights and liabilities
s.art022 Transfer of liabilities
s.art023 Legal proceedings
s.art024 Exemption from liability in damages
s.art025 Fees for the exercise of certain Authority functions
s.art027 Fees in respect of the existing deficit
s.art028 The Contracting Out Order
s.art029 Correction of scope of permission notices as a result of this Order
s.art030 Correction of scope of permission notices for PIA firms

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.