- Status
- Amended (in force with amendments)
What it defines
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
5 other provisions — procedural and definitional
s.001
Citation, commencement and interpretation
s.002
Descriptions of business for which appointed representatives are exempt
s.003
Requirements applying to contracts between authorised persons and appointed representatives
s.004
Transitional provision in relation to contracts
s.005
Credit related activities: prescribed businesses etc.
Help complying
Guvnor’s practical routes through this instrument.
Get FCA authorised: from perimeter check to Connect submission
A six-phase learning path for first-time applicants. Walks you from establishing whether you need authorisation, through choosing your route, building governance foundations, …
Quick perimeter check: do I need FCA authorisation?
A 10-minute perimeter check for founders unsure whether their proposition is a regulated activity. Routes you to the perimeter explainer, the appointed …
1 more guide that reference this instrument
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.