- Status
- In Force
- Penalty ceiling
- Regulated
Does it bind you?
Business-side roles with duties under this instrument.
Financial Services Firm2
Other Acts binding the same actors
If a role above is yours, these are the other instruments that most often bind it.
Financial Services Firm — also bound by 167 other Acts
Friendly Societies Act 1992
52 duties
What it requires
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
s.003
Keeping of records—general
Regulated
- Keep records of each life assurance policy to show terms and complianceFinancial Services Firm
s.004
Period for which records to be kept
Regulated
- Keep policy records for at least 3 years after terminationFinancial Services Firm
7 other provisions — procedural and definitional
s.001
Citation and commencement
s.002
Interpretation
s.005
Transfers of records
s.006
(1) This regulation applies in any case where each of...
s.007
(1) This regulation applies in any case where each of...
s.008
Information to be provided to the Board
s.009
Inspection of records by officer of the Board
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.