- Status
- In Force
What it defines
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
28 other provisions — procedural and definitional
s.001
Citation, commencement and general
s.002
Localisation
s.003
Exclusions from regulations 13 to 17
s.004
Interpretation: Part IV
s.005
For paragraphs (3) and (4) of regulation 19 substitute—
s.006
Application: Part IV
s.007
Valuation of assets and liabilities of dependants for the purposes of regulation 21
s.008
Assets sold to or purchased from an approved credit institution or an approved investment firm subject to an agreement for resale or repurchase
s.009
Debts and other rights
s.010
Securities and beneficial interests in limited partnerships (substitution for regulation concerning unlisted securities)
s.011
Beneficial interests in collective investment schemes (substitution for regulation concerning unit trusts)
s.012
Deferred acquisition costs (substitution for regulation concerning listed investments)
s.013
Derivative contracts
s.014
Contracts and assets having the effect of derivative contracts (substitution for regulation concerning other assets)
s.015
Assets to be taken into account only to a specified extent
s.016
Interpretation: Part V
s.017
Provision for adverse changes
s.018
General business liabilities
s.019
Long term liabilities
s.020
Rates of interest
s.021
Expenses
s.022
Linked long term contracts
s.023
Interpretation: Part VII
s.024
Insurance statistics: member States
s.025
Schedule 2
s.026
Schedule 5
s.027
Schedule 6
s.028
Transitional provision
Schedules
Schedules
0 of 35 shown35 other schedules
s.sch001
Unless the context requires otherwise, words and expressions used in...
s.sch001
Adjustments in respect of initial margins
s.sch001
Adjustments in respect of an undiversified contract for differences or a contract or asset having the effect of a derivative contract
s.sch001
For the purposes of paragraph 11 above, the society shall...
s.sch001
Excess asset exposure
s.sch001
Calculation of exposure to a counterparty
s.sch001
Where a society has rights in respect of an obligation...
s.sch001
If the society has liabilities to the counterparty which may...
s.sch001
Excess counterparty exposure
s.sch001
Excess concentration with a number of counterparties
s.sch001
For the purposes of this Schedule— “business amount” means— for...
s.sch001
The permitted asset exposure limit for assets of any of...
s.sch001
The permitted counterparty exposure limit is— where the counterparty is...
s.sch001
Calculation of exposure to assets
s.sch001
Adjustments in respect of futures contracts
s.sch001
For the purposes of paragraph 6 above, the society shall...
s.sch001
Adjustments in respect of options
s.sch001
For the purposes of paragraph 8 above, the society shall...
s.sch002
Listed securities which are readily realisable, not being securities which...
s.sch002
Cash.
s.sch002
Units, by whatever name called, in a real or notional...
s.sch002
An approved index.
s.sch002
Unless the context otherwise requires, words or expressions contained in...
s.sch002
For the purposes of this Schedule, “approved index” means either—...
s.sch002
(1) For the purposes of this Schedule, “permitted derivative contract”...
s.sch002
In this Schedule— “collective investment fund” includes a collective investment...
s.sch002
Benefits payable under any contract to which regulation 51 applies...
s.sch002
Unlisted securities which are readily realisable, not being securities which...
s.sch002
Land (including any interest in land) in an EEA State,...
s.sch002
Loans— which are fully secured by mortgage (or in Scotland,...
s.sch002
Units or other beneficial interests in— a scheme falling within...
s.sch002
Approved securities.
s.sch002
Loans to or deposits with an approved credit institution, an...
s.sch002
Income due, or to become due, in respect of property...
s.sch002
Permitted derivative contracts.
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.