- Status
- In Force
- Penalty ceiling
- Regulated
Does it bind you?
Business-side roles with duties under this instrument.
Plus 7 duties on the regulator, Crown ministers and public bodies — folded into the section list below.
What it requires
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
s.002
– (1) The recognised supervisory bodies, or, if there is...
Regulated
Other duties (1) — Crown / regulator
- Recognised supervisory bodies must keep a register of eligible auditorsStatutory regulator
s.003
Obligations of recognised supervisory bodies with respect to maintenance of register
Regulated
Other duties (1) — Crown / regulator
- Regulatory bodies must keep the company auditors' register accurate and up to dateStatutory regulator
s.004
A recognised supervisory body shall, in accordance with these Regulations,...
Regulated
Other duties (1) — Crown / regulator
- Recognised supervisory bodies must maintain and publish registers of audit firm personnelStatutory regulator
s.005
Place of keeping and inspection of register
Regulated
Other duties (1) — Crown / regulator
- Recognised supervisory bodies must keep auditor register open for public inspectionStatutory regulator
s.006
Inspection of information kept under regulation 4
Regulated
Other duties (1) — Crown / regulator
- Recognised supervisory bodies must make auditor information available for public inspectionStatutory regulator
s.007
Copies of entries on register
Regulated
Other duties (1) — Crown / regulator
- Recognised supervisory bodies must provide certified copies of register entries on requestStatutory regulator
s.008
Copies of information kept under regulation 4
Regulated
Other duties (1) — Crown / regulator
- Provide copies of auditor register information on requestStatutory regulator
2 other provisions — procedural and definitional
s.001
Citation, commencement and interpretation
s.002
In these Regulations, unless the context otherwise requires– “the Act”...
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.