UK Statutory Instrument SI 1974/519 United Kingdom

The Local Authority (Stocks and Bonds) Regulations 1974

Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Plus 1 duty on the regulator, Crown ministers and public bodies — folded into the section list below.

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.013 (1) The transferor of any stock or bonds shall remain... Regulated
Other duties (1) — Crown / regulator
  • Registrar must give effect to stock and bond transfers after 15 clear daysLocal authority
22 other provisions — procedural and definitional
s.001 (1) These regulations may be cited as the Local Authority...
s.002 A local authority who propose to raise money by the...
s.003 (1) Bonds issued by a local authority shall, subject to...
s.004 (1) Where a local authority has raised money by means...
s.005 (1) The registrar shall keep a register relating to each...
s.006 (1) The registrar shall issue to every person whose name...
s.007 Stock or bonds shall be transferable by instrument in writing...
s.008 The registrar may decline to give effect to a transfer...
s.009 (1) Any stock or bonds entered in a register in...
s.010 (1) A person becoming entitled to any stock or bonds...
s.011 The certification by the registrar of a transfer of any...
s.012 Where a person executes an instrument relating to stock or...
s.014 (1) The registrar may enter in the register such designation...
s.015 (1) A local authority who issue stock or bonds shall...
s.016 (1) The registrar, with the approval of the local authority...
s.017 Subject to the provisions of regulation 3(2) above stock and...
s.018 (1) Unless the holder of any stock or bonds otherwise...
s.019 Any stock or bonds redeemed by the registrar shall thereupon...
s.020 (1) Subject to paragraph (2) below if—
s.021 (1) If the name of any person is without sufficient...
s.022 (1) Except as provided in paragraph (2) below, if at...
s.023 (1) The regulations specified in the Schedule hereto are hereby...

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.