Scottish Statutory Instrument 2006 United Kingdom

Food Safety and Hygiene (Scotland) Regulations 2006

What this means for your business

14 obligations
14 penalties
13 can imprison
1 guides
Applies to
United Kingdom
On this page
14 compliance obligations, 1 practical guide
Read full text on legislation.gov.uk

What you must do

14 compliance obligations under this legislation — 13 can result in imprisonment.

Management duties 1

Implement and maintain a HACCP‑based food safety system and cooperate with authorities

2 years imprisonment

If you run any part of the food chain – from primary production to processing, distribution or sale – you must have a documented HACCP plan, keep it up to date whenever anything changes, and retain the necessary records. You also have to notify the relevant competent authority about your sites, ensure any required approvals are in place, apply the correct health or identification marks, and provide evidence of compliance when asked.

Trader/Business Schedule 2 Food Standards Scotland when carrying out any stage of production, processing, distribution or sale of …

Other requirements 1

Do not sell raw milk or raw cream for direct consumption

2 years imprisonment

You must not place raw milk or raw cream that is intended to be drunk straight on the Scottish market. You can only sell it if it is for export and meets the required EU food‑safety rules; otherwise you are committing a criminal offence.

Trader/Business Schedule 6 Food Standards Scotland when handling raw milk or raw cream intended for direct human consumption …

Offences and prohibitions 12

Breach a hygiene prohibition order

2 years imprisonment

If you, as a food business operator, knowingly ignore a court‑issued hygiene prohibition order – for example, continuing to use a risky process, premises or equipment after being told not to – you commit a criminal offence. Conviction can lead to a fine, imprisonment or both, although the exact penalties are set elsewhere in the regulations.

Any Person s.7 Food Standards Scotland

Cause another person to commit a food safety offence

2 years imprisonment

If a breach of the Food Safety and Hygiene (Scotland) Regulations occurs because of something you did or failed to do, you can be prosecuted even if you were not the person who actually committed the breach. This means you may be held guilty of the same offence and face the same penalties as the primary offender.

Any Person s.10 Food Standards Scotland

Corporate liability for food‑safety offences

2 years imprisonment

If your company breaches any of the Food Safety and Hygiene Regulations, and the breach is found to have been caused by the consent, connivance or neglect of a director, manager, secretary or anyone acting in that role, both the company and that individual are treated as guilty of the offence. They can be prosecuted and punished in the same way as if they had committed the breach themselves.

Director/Officer s.18 Food Standards Scotland

Disclose trade secret obtained during entry

2 years imprisonment

If anyone reveals a trade secret that they learned when an authorised officer entered a premises under these regulations, they commit a criminal offence. The offence applies even if the person is not the officer and the disclosure is not part of their official duties. Conviction can lead to a fine and/or imprisonment, with the exact penalty set out elsewhere in the regulations.

Any Person s.14 Food Standards Scotland

Fail to comply with a hygiene improvement notice

2 years imprisonment

If Food Standards Scotland serves you with a hygiene improvement notice and you do not carry out the required corrective actions within the time limit (at least 14 days), you commit a criminal offence. A conviction can lead to a fine and/or imprisonment, the exact amount or term being set by the court.

Any Person s.6 Food Standards Scotland

Fail to comply with bulk transport requirements for liquid oils, fats or raw sugar

2 years imprisonment

If you transport liquid oils, fats or raw sugar by sea and do not follow the cleaning, documentation or refining rules set out in this Schedule, you are committing a criminal offence. The offence applies to any person responsible for the transport, including food business operators. Conviction can result in fines and/or imprisonment, although the exact penalties are specified elsewhere in the Regulations.

Any Person Schedule 3 Food Standards Scotland

Fail to comply with remedial or detention notice

2 years imprisonment

If Food Standards Scotland serves you a remedial action notice (telling you to stop using equipment, change a process or reduce operation) or a detention notice (requiring food or animals to be held for testing) and you do not follow it, you commit a criminal offence. You can be prosecuted and face a fine, imprisonment, or both, at the discretion of the court.

Any Person s.9 Food Standards Scotland

Fail to comply with specified Community food safety provisions

2 years imprisonment

If you or your food business breaches any of the EU food‑safety rules that this Regulation refers to, you commit a criminal offence. On summary conviction you face a fine up to the statutory maximum (unlimited). On conviction on indictment you could be sentenced to up to two years’ imprisonment, an unlimited fine, or both.

Any Person s.17 Food Standards Scotland

Fail to label or keep records for farm‑direct poultry/lagomorph meat

2 years imprisonment

If you sell poultry or rabbit meat that you have slaughtered on the farm without a label showing the farm’s name and address, or if you do not keep weekly records of the numbers received and meat dispatched and retain them for a year, you commit a criminal offence. A conviction can lead to a fine and/or imprisonment as the court sees fit.

Any Person Schedule 5 Food Standards Scotland

Knowingly breach a hygiene emergency prohibition notice or order

Unlimited fine

If an authorised officer serves you a hygiene emergency prohibition notice (or the sheriff makes a prohibition order) you must stop the activity that the notice bans. Continuing that activity, knowing the notice or order is in force, is a criminal offence. Conviction can lead to imprisonment and an unlimited fine.

Any Person s.8 Food Standards Scotland

Obstruct food safety officers or provide false information

3 months imprisonment

If you deliberately block a Food Standards Scotland officer, refuse to give them information they reasonably need, or deliberately give them false or misleading information, you commit a criminal offence. Conviction can result in a fine and/or imprisonment, and the matter may be taken to court.

Any Person s.15 Food Standards Scotland

Partner liable for partnership's food safety offence

2 years imprisonment

If a Scottish partnership breaches any food‑safety rule and a partner either agrees with it, turns a blind eye, or neglects to stop it, that partner can be prosecuted as well. The partner will face the same penalties that apply to the partnership itself.

Any Person s.19 Food Standards Scotland

Penalties for non-compliance

14 penalties under this legislation. 13 can result in imprisonment. 13 carry an unlimited fine.

Prison risk

Implement and maintain a HACCP‑based food safety system and cooperate with authorities

Unlimited fine and/or 2 years imprisonment

Either way Schedule 2 Penalises: Implement and maintain a HACCP‑based food safety system …
Prison risk

Do not sell raw milk or raw cream for direct consumption

Unlimited fine and/or 2 years imprisonment

Either way Schedule 6 Penalises: Do not sell raw milk or raw cream …
Prison risk

Breach a hygiene prohibition order

Unlimited fine and/or 2 years imprisonment

Either way s.7 Penalises: Breach a hygiene prohibition order
Prison risk

Cause another person to commit a food safety offence

Unlimited fine and/or 2 years imprisonment

Either way s.10 Penalises: Cause another person to commit a food safety …
Prison risk

Corporate liability for food‑safety offences

Unlimited fine and/or 2 years imprisonment

Either way s.18 Penalises: Corporate liability for food‑safety offences
Prison risk

Disclose trade secret obtained during entry

Unlimited fine and/or 2 years imprisonment

Either way s.14 Penalises: Disclose trade secret obtained during entry
Prison risk

Fail to comply with bulk transport requirements for liquid oils, fats or raw sugar

Unlimited fine and/or 2 years imprisonment

Either way Schedule 3 Penalises: Fail to comply with bulk transport requirements for …
Prison risk

Fail to comply with remedial or detention notice

Unlimited fine and/or 2 years imprisonment

Either way s.9 Penalises: Fail to comply with remedial or detention notice
Prison risk

Fail to comply with specified Community food safety provisions

Unlimited fine and/or 2 years imprisonment

Either way s.17 Penalises: Fail to comply with specified Community food safety …
Prison risk

Fail to label or keep records for farm‑direct poultry/lagomorph meat

Unlimited fine and/or 2 years imprisonment

Either way Schedule 5 Penalises: Fail to label or keep records for farm‑direct …
Prison risk

Obstruct food safety officers or provide false information

Unlimited fine and/or 3 months imprisonment

Summary only s.15 Penalises: Obstruct food safety officers or provide false information
Prison risk

Partner liable for partnership's food safety offence

Unlimited fine and/or 2 years imprisonment

Either way s.19 Penalises: Partner liable for partnership's food safety offence
Prison risk

Fail to comply with a hygiene improvement notice

Fine up to £5,000 and/or 2 years imprisonment

Either way s.6 Penalises: Fail to comply with a hygiene improvement notice
Unlimited fine

Knowingly breach a hygiene emergency prohibition notice or order

Unlimited fine

Either way s.8 Penalises: Knowingly breach a hygiene emergency prohibition notice or …

Practical guidance

Our guides explain how to comply with the requirements above.

Sections and provisions

49 classified provisions from this legislation.

Duties 4

  • s.13 Analysis etc. of samples
  • s.24 Power to issue codes of recommended practice such code
  • Schedule 2 Specified Community provisions
  • Schedule 6 Restrictions on the placing on the market of raw milk and raw cream intended for direct human consumption national rules applicable

Offences and penalties 12

  • Schedule 5 Direct supply by the producer of small quantities of meat from poultry and lagomorphs slaughtered on the farm
  • s.6 Hygiene improvement notices
  • s.7 Hygiene prohibition orders
  • s.8 Hygiene emergency prohibition notices and orders
  • s.9 Remedial action notices and detention notices
  • s.10 Offences due to fault of another person
  • s.14 Powers of entry
  • s.15 Obstruction etc. of officers
  • s.17 Offences and penalties
  • s.18 Offences by bodies corporate
  • s.19 Offences by Scottish partnerships
  • Schedule 3 Bulk transport in sea-going vessels of liquid oils or fats or of raw sugar

Powers 6

  • s.12 Procurement of samples
  • s.20 Right of appeal
  • s.22 Appeals against hygiene improvement notices and remedial action notices
  • s.25 Protection of officers acting in good faith
  • s.26 Revocation and suspension of designations and appointments
  • s.27 Food which has not been produced, processed or distributed in accordance with the Hygiene Regulations

Definitions 8

  • Schedule 1 DEFINITIONS OF EU LEGISLATION Directive 2004/41 Regulation 178/2002 Regulation 852/2004
  • s.2 Interpretation
  • s.3 Presumptions that food is intended for human consumption
  • s.4 Competent authority for the purposes of the Community Regulations
  • Schedule 3A REQUIREMENTS REFERRED TO IN REGULATION 17(5) Community TSE Regulation
  • Schedule 3B REQUIREMENTS REFERRED TO IN REGULATION 17(6)
  • Schedule 3C REQUIREMENTS REFERRED TO IN REGULATION 17(7)
  • Schedule 3D REQUIREMENTS REFERRED TO IN REGULATION 17(8)

Exemptions 3

  • s.5 Enforcement
  • s.11 Defence of due diligence
  • Schedule 4 Temperature control requirements