- Enforced by
- LSB
- Status
- Amended (in force with amendments)
- Penalty ceiling
- Regulated
Does it bind you?
Business-side roles with duties under this instrument.
Plus 3 duties on the regulator, Crown ministers and public bodies — folded into the section list below.
What it requires
Sections creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
Part 1
Standard of care
0 of 3 sections shown3 other sections in this Part — procedural and definitional
Part 2
Claims Management Services
0 of 1 section shown1 other section in this Part — procedural and definitional
Part 3
General
0 of 3 sections shown3 other sections in this Part — procedural and definitional
s.005
(1) Regulations shall require the Regulator not to grant an... (opens in a new tab)
Regulated
Other duties (1) — Crown / regulator
- Regulator must not authorise applicants unless competent and suitableStatutory regulator
s.008
(1) Regulations shall require the Regulator to prescribe rules for... (opens in a new tab)
Regulated
Other duties (1) — Crown / regulator
- Regulator must prescribe professional conduct rules for authorised personsStatutory regulator
s.010
(1) Regulations shall provide for the Regulator to investigate complaints... (opens in a new tab)
Regulated
Other duties (1) — Crown / regulator
- Regulator must investigate complaints about authorised persons' conductStatutory regulator
8 other provisions
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.