Retained EU Law SI 2019/363 United Kingdom

Commission Implementing Regulation (EU) 2019/363 of 13 December 2018 laying down implementing technical standards with regard to the format and frequency of reports on the details of securities financing transactions (SFTs) to trade repositories in accordance with Regulation (EU) 2015/2365 of the European Parliament and of the Council and amending Commission Implementing Regulation (EU) No 1247/2012 with regard to the use of reporting codes in the reporting of derivative contracts (Text with EEA relevance)

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Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Any Person1

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Any Person — also bound by 2340 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.art003 Unique Trade Identifier Regulated
  • Generate and communicate a Unique Trade Identifier (UTI) for each securities financing transactionAny Person
8 other provisions — procedural and definitional
s.annex ii para.1 The Annex to Implementing Regulation (EU) No 1247/2012 is replaced...
s.annex ii para.2 ANNEX Table 1 Counterparty Data Directive 2009/138/EC of the European...
s.art001 Data standards and formats for SFT reports
s.art002 Identification of counterparties and other entities
s.art004 Counterparty side
s.art005 Frequency of SFT reports
s.art006 Amendments to Implementing Regulation (EU) No 1247/2012
s.art007 Entry into force

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.