Retained EU Law SI 2019/358 United Kingdom

Commission Delegated Regulation (EU) 2019/358 of 13 December 2018 supplementing Regulation (EU) 2015/2365 of the European Parliament and of the Council with regard to regulatory technical standards on the collection, verification, aggregation, comparison and publication of data on securities financing transactions (SFTs) by trade repositories (Text with EEA relevance)

Read it on legislation.gov.uk (opens in a new tab)
Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Financial Services Firm4

Plus 3 duties on the regulator, Crown ministers and public bodies — folded into the section list below.

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Financial Services Firm — also bound by 167 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.art001 Verification of SFT reports by trade repositories Regulated
  • Verify SFT reports, reject non-compliant ones, and notify submitter within 60 minutesFinancial Services Firm
s.art002 Reconciliation of data by trade repositories Regulated
Other duties (1) — Crown / regulator
  • Trade repositories must reconcile securities financing transaction dataStatutory regulator
s.art003 End-of-day response mechanisms Regulated
  • Provide end-of-day SFT data to reporters in XML formatFinancial Services Firm
s.art004 Access to details of SFTs Regulated
Other duties (1) — Crown / regulator
  • Provide regulator access to your SFT reports in XML formatStatutory regulator
s.art005 Calculation of, and access to position level data Regulated
  • Calculate and provide access to SFT position and aggregate dataFinancial Services Firm
s.art006 Calculation of aggregate position data for publication Regulated
  • Aggregate SFT position data and maintain procedures for extraordinary values and correctionsFinancial Services Firm
s.art007 Publication of aggregate position data Regulated
Other duties (1) — Crown / regulator
  • Trade repositories must publish SFT aggregate data weeklyStatutory regulator
1 other provision — procedural and definitional
s.art008 Entry into force

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.