| Guvnor

Status: In Force
Penalty ceiling: Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Financial Services Firm4

Plus 1 duty on the regulator, Crown ministers and public bodies — folded into the section list below.

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Financial Services Firm — also bound by 167 other Acts

Commission Delegated Regulation (EU) No 231/2013 of 19 December 2012 supplementing Directive 2011/61/EU of the European Parliament and of the Council with regard to exemptions, general operating conditions, depositaries, leverage, transparency and supervision (Text with EEA relevance) 63 duties

Friendly Societies Act 1992 52 duties

Commission Delegated Regulation (EU) No 153/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on requirements for central counterparties (Text with EEA relevance) 52 duties

The Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges , Clearing Houses and Central Securities Depositories ) Regulations 2001 50 duties

The Credit Unions (Northern Ireland) Order 1985 43 duties

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.art001 Details of SFTs to be made accessible Regulated

Ensure SFT data made accessible to authorities includes required detailsFinancial Services Firm

s.art002 Single access Regulated

Trade repositories must provide single access for entities with multiple SFT mandatesFinancial Services Firm

s.art003 Access to details of SFTs in accordance with the mandate and specific needs of each authority concerned Regulated

Trade repository must provide SFT data access to regulators and central banksFinancial Services Firm

s.art004 Setting up of the access to details of SFTs Regulated

Set up and provide access to SFT details for authorised entitiesFinancial Services Firm

s.art005 Operational arrangements for access to details of SFTs Regulated

Other duties (1) — Crown / regulator

Trade repositories must provide secure SFT data access to regulatorsStatutory regulator

1 other provision — procedural and definitional

s.art006 Entry into force

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.