Retained EU Law SI 2017/585 United Kingdom

Commission Delegated Regulation (EU) 2017/585 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the data standards and formats for financial instrument reference data and technical measures in relation to arrangements to be made by the European Securities and Markets Authority and competent authorities (Text with EEA relevance)

Read it on legislation.gov.uk (opens in a new tab)
Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Financial Services Firm4

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Financial Services Firm — also bound by 167 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.art001 Content, standards, form and format of reference data Regulated
  • Submit financial instrument reference data to the FCA in XML formatFinancial Services Firm
s.art002 Timing for provision of reference data to competent authorities Regulated
  • Send financial instrument reference data to your competent authority by 9pm CETFinancial Services Firm
s.art003 Identification of financial instruments and legal entities Regulated
  • Obtain ISIN codes and verify LEI codes before tradingFinancial Services Firm
s.art006 Methods and arrangements for supplying reference data Regulated
  • Submit complete and accurate financial instrument reference data to your competent authorityFinancial Services Firm
4 other provisions — procedural and definitional
s.art004 Arrangements to ensure effective receipt of reference data
s.art005 Arrangements to ensure the quality of the reference data
s.art007 Arrangements for efficient exchange and publication of reference data
s.art008 Entry into force and application

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.