Content of the data requests and information to be reported
- Provide trading data to your regulator for market transparency calculations
Retained EU Law
2017
United Kingdom
Commission Delegated Regulation (EU) 2017/577 of 13 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on the volume cap mechanism and the provision of information for the purposes of transparency and other calculations (Text with EEA relevance)
At a glance
What's here
5 compliance obligations
What this Act requires
Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.
Frequency of data requests and response times for trading venues, APAs and CTPs
- Submit trade data daily and respond to ad hoc data requests within four weeks
Format of the data requests
- Submit financial data in XML format
Type of data that must be stored and the minimum period of time trading venues, APAs and CTPs shall store data
- Trading venues, APAs and CTPs must store relevant transaction data for at least 3 years
Reporting requirements for trading venues and CTPs for the purpose of the volume cap mechanism
- Report trading volumes to the competent authority twice a month
Browse 4 other sections — procedural / definitional / commencement
Subject matter and scope
Reporting requirements for competent authorities to ESMA for the purposes of the volume cap mechanism and the trading obligation for derivatives
Reporting requirements for ESMA for the purpose of the volume cap mechanism
Entry into force and application
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