Retained EU Law SI 2017/577 United Kingdom

Commission Delegated Regulation (EU) 2017/577 of 13 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on the volume cap mechanism and the provision of information for the purposes of transparency and other calculations (Text with EEA relevance)

Read it on legislation.gov.uk (opens in a new tab)
Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Financial Services Firm5

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Financial Services Firm — also bound by 167 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.art002 Content of the data requests and information to be reported Regulated
  • Provide trading data to your regulator for market transparency calculationsFinancial Services Firm
s.art003 Frequency of data requests and response times for trading venues, APAs and CTPs Regulated
  • Submit trade data daily and respond to ad hoc data requests within four weeksFinancial Services Firm
s.art004 Format of the data requests Regulated
  • Submit financial data in XML formatFinancial Services Firm
s.art005 Type of data that must be stored and the minimum period of time trading venues, APAs and CTPs shall store data Regulated
  • Trading venues, APAs and CTPs must store relevant transaction data for at least 3 yearsFinancial Services Firm
s.art006 Reporting requirements for trading venues and CTPs for the purpose of the volume cap mechanism Regulated
  • Report trading volumes to the competent authority twice a monthFinancial Services Firm
4 other provisions — procedural and definitional
s.art001 Subject matter and scope
s.art007 Reporting requirements for competent authorities to ESMA for the purposes of the volume cap mechanism and the trading obligation for derivatives
s.art008 Reporting requirements for ESMA for the purpose of the volume cap mechanism
s.art009 Entry into force and application

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.