Retained EU Law SI 2017/576 United Kingdom

Commission Delegated Regulation (EU) 2017/576 of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the annual publication by investment firms of information on the identity of execution venues and on the quality of execution (Text with EEA relevance)

Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Financial Services Firm2

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Financial Services Firm — also bound by 167 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.art003 Information on the top five execution venues and quality of execution obtained Regulated
  • Publish top five execution venues and execution quality analysis annuallyFinancial Services Firm
s.art004 Format Regulated
  • Publish execution venue information online in machine-readable formatFinancial Services Firm
4 other provisions — procedural and definitional
s.annex i para.1 Equities — Shares & Depositary Receipts Tick size liquidity bands...
s.art001 Subject matter
s.art002 Definitions
s.art005 Entry into force and application

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.