- Status
- In Force
- Penalty ceiling
- Regulated
Does it bind you?
Business-side roles with duties under this instrument.
Financial Services Firm2
Other Acts binding the same actors
If a role above is yours, these are the other instruments that most often bind it.
Financial Services Firm — also bound by 167 other Acts
Friendly Societies Act 1992
52 duties
What it requires
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
s.art003
Information on the top five execution venues and quality of execution obtained
Regulated
- Publish top five execution venues and execution quality analysis annuallyFinancial Services Firm
s.art004
Format
Regulated
- Publish execution venue information online in machine-readable formatFinancial Services Firm
4 other provisions — procedural and definitional
s.annex i para.1
Equities — Shares & Depositary Receipts Tick size liquidity bands...
s.art001
Subject matter
s.art002
Definitions
s.art005
Entry into force and application
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.