Retained EU Law SI 2017/575 United Kingdom

Commission Delegated Regulation (EU) 2017/575 of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards concerning the data to be published by execution venues on the quality of execution of transactions (Text with EEA relevance)

Read it on legislation.gov.uk (opens in a new tab)
Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Financial Services Firm6 Any Person1

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Financial Services Firm — also bound by 167 other Acts
Any Person — also bound by 2340 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.art003 Publication of information on execution venue and financial instrument Regulated
  • Publish daily execution‑quality and financial‑instrument dataFinancial Services Firm
s.art004 Price Regulated
  • Publish daily execution price data for each market segment and instrumentFinancial Services Firm
s.art005 Costs Regulated
  • Publish detailed cost information for each financial instrumentFinancial Services Firm
s.art006 Likelihood of execution Regulated
  • Publish daily execution likelihood data for each financial instrumentFinancial Services Firm
s.art007 Additional information for continuous auction order book and continuous quote driven execution venues Regulated
  • Publish additional execution quality data for each trading dayFinancial Services Firm
s.art008 Additional information for request for quote execution venues Regulated
  • Publish daily execution quality data for RFQ trading systemsFinancial Services Firm
s.art010 Format for publication Regulated
  • Publish daily execution quality data in machine-readable formatAny Person
5 other provisions — procedural and definitional
s.art001 Subject matter
s.art002 Definitions
s.art009 Determination of reporting ranges
s.art011 Periodicity of the information to be published
s.art012 Entry into force and application

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.