Retained EU Law SI 2017/568 United Kingdom

Commission Delegated Regulation (EU) 2017/568 of 24 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the admission of financial instruments to trading on regulated markets (Text with EEA relevance)

Read it on legislation.gov.uk (opens in a new tab)
Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Any Person3

Plus 2 duties on the regulator, Crown ministers and public bodies — folded into the section list below.

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Any Person — also bound by 2340 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.art002 Transferable securities — fair, orderly and efficient trading Regulated
Other duties (1) — Crown / regulator
  • Check that transferable securities meet trading fairness standards before admitting them to tradingStatutory regulator
s.art004 Units and shares in collective investment undertakings Regulated
  • Regulated markets must check marketing permission and fair-trading conditions for fund unitsAny Person
s.art005 Derivatives Regulated
  • Regulated markets must verify derivative conditions for fair tradingAny Person
s.art007 Verification of issuer obligations Regulated
Other duties (1) — Crown / regulator
  • Regulated markets must verify issuer compliance with EU law obligationsStatutory regulator
s.art008 Facilitation of access to information Regulated
  • Provide free online access to public market information for membersAny Person
4 other provisions — procedural and definitional
s.art001 Transferable securities — freely negotiable
s.art003 Transferable securities — official listing
s.art006 Emission allowances
s.art009 Entry into force and application

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.