Transferable securities — fair, orderly and efficient trading
Other duties (1) — Crown / regulator
- Check that transferable securities meet trading fairness standards before admitting them to trading Statutory regulator
Retained EU Law
2017
United Kingdom
Commission Delegated Regulation (EU) 2017/568 of 24 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the admission of financial instruments to trading on regulated markets (Text with EEA relevance)
At a glance
What's here
5 compliance obligations
Who this Act binds
Plus 2 non-business duties on Crown ministers, regulators, local authorities or tribunals — shown collapsed under each section below.
What this Act requires
Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.
Units and shares in collective investment undertakings
- Regulated markets must check marketing permission and fair-trading conditions for fund units
Derivatives
- Regulated markets must verify derivative conditions for fair trading
Verification of issuer obligations
Other duties (1) — Crown / regulator
- Regulated markets must verify issuer compliance with EU law obligations Statutory regulator
Facilitation of access to information
- Provide free online access to public market information for members
Browse 4 other sections — procedural / definitional / commencement
Transferable securities — freely negotiable
Transferable securities — official listing
Emission allowances
Entry into force and application
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