Retained EU Law SI 2017/566 United Kingdom

Commission Delegated Regulation (EU) 2017/566 of 18 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards for the ratio of unexecuted orders to transactions in order to prevent disorderly trading conditions (Text with EEA relevance)

Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Financial Services Firm2

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Financial Services Firm — also bound by 167 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.art002 Obligation to calculate the ratio of unexecuted orders to transactions Regulated
  • Calculate ratio of unexecuted orders to transactionsFinancial Services Firm
s.art003 Methodology Regulated
  • Calculate ratio of unexecuted orders to transactions for each memberFinancial Services Firm
2 other provisions — procedural and definitional
s.art001 Definitions
s.art004 Entry into force and application

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.