- Status
- In Force
- Penalty ceiling
- Regulated
Does it bind you?
Business-side roles with duties under this instrument.
Financial Services Firm2
Other Acts binding the same actors
If a role above is yours, these are the other instruments that most often bind it.
Financial Services Firm — also bound by 167 other Acts
Friendly Societies Act 1992
52 duties
What it requires
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
s.art002
Obligation to calculate the ratio of unexecuted orders to transactions
Regulated
- Calculate ratio of unexecuted orders to transactionsFinancial Services Firm
s.art003
Methodology
Regulated
- Calculate ratio of unexecuted orders to transactions for each memberFinancial Services Firm
2 other provisions — procedural and definitional
s.art001
Definitions
s.art004
Entry into force and application
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.