Retained EU Law 2017 United Kingdom

Commission Implementing Regulation (EU) 2017/394 of 11 November 2016 laying down implementing technical standards with regard to standard forms, templates and procedures for authorisation, review and evaluation of central securities depositories, for the cooperation between authorities of the home Member State and the host Member State, for the consultation of authorities involved in the authorisation to provide banking-type ancillary services, for access involving central securities depositories, and with regard to the format of the records to be maintained by central securities depositories in accordance with Regulation (EU) No 909/2014 of the European Parliament and of the Council (Text with EEA relevance)

At a glance

What's here

5 compliance obligations

What this Act requires

Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.

s.art001

Standard forms, templates and procedures for application

  • Submit authorisation application using standard forms
s.art002

Standard forms and templates for the provision of information

  • Provide information in standard forms and durable medium
s.art003

Procedure for the provision of information

  • Provide post-review information to the competent authority within two months
s.art011

Format of records

  • Keep records in prescribed formats and provide data feed on request
s.art012

Standard forms and templates for the access procedure

  • Use standard templates for CSD access requests, grants, denials and complaints
Browse 13 other sections — procedural / definitional / commencement
uri:annex/iv/division/format

uri:annex/iv/division/format

s.art004

Provision of information to the authorities referred to in Article 22(7) of Regulation (EU) No 909/2014

s.art005

Exchange of information between competent authorities

s.art006

General requirements for cooperation arrangements

s.art007

Supervision of a branch

s.art008

On-site-inspections in the branch

s.art009

Exchange of information on the CSD's activities in the host Member State

s.art010

CSD breach of obligations

s.art013

List of authorities

s.art014

Transmission of information and request for a reasoned opinion

s.art015

Reasoned opinion and reasoned decision

s.art016

Authorisation irrespective of negative reasoned opinion

s.art017

Entry into force and application

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