Submission of the investment services and activities passport notification
- Submit passport notification to home regulator before operating in another Member State
Retained EU Law
2017
United Kingdom
Commission Implementing Regulation (EU) 2017/2382 of 14 December 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the transmission of information in accordance with Directive 2014/65/EU of the European Parliament and of the Council (Text with EEA relevance)
At a glance
What's here
5 compliance obligations
What this Act requires
Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.
Submission of the change of investment services and activities particulars notification
- Notify home regulator of changes to passport notification
Submission of the branch passport notification
- Submit branch passport notification to home regulator using Annex VI form
Submission of the change of branch particulars notification
- Notify home regulator of branch changes using standard forms
Submission of the change in the tied agent particulars notification
- Notify your home regulator of changes to tied agent details
Browse 16 other sections — procedural / definitional / commencement
Scope
General requirements
Assessment of completeness and accuracy of the investment services and activities passport notification
Communication regarding the investment services and activities passport notification
Communication regarding the change of investment services and activities particulars notification
Submission of the notification for the provision of arrangements to facilitate access to an MTF or an OTF
Communication regarding the notification for the provision of arrangements to facilitate access to an MTF or an OTF
Submission of the change of particulars for the provision of arrangements to facilitate access to an MTF or an OTF notification
Communication regarding the change of particulars for the provision of arrangements to facilitate access to an MTF or an OTF notification
Submission of the tied agent passport notification
Assessment of completeness and accuracy of the branch passport notification or tied agent passport notification
Communication regarding the branch passport notification
Communication regarding the tied agent passport notification
Communication regarding the change of branch particulars notification
Communication regarding the change of tied agent particulars notification
Entry into force and application
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