Retained EU Law SI 2017/2382 United Kingdom

Commission Implementing Regulation (EU) 2017/2382 of 14 December 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the transmission of information in accordance with Directive 2014/65/EU of the European Parliament and of the Council (Text with EEA relevance)

Read it on legislation.gov.uk (opens in a new tab)
Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Financial Services Firm5

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Financial Services Firm — also bound by 167 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.art003 Submission of the investment services and activities passport notification Regulated
  • Submit passport notification to home regulator before operating in another Member StateFinancial Services Firm
s.art006 Submission of the change of investment services and activities particulars notification Regulated
  • Notify home regulator of changes to passport notificationFinancial Services Firm
s.art012 Submission of the branch passport notification Regulated
  • Submit branch passport notification to home regulator using Annex VI formFinancial Services Firm
s.art017 Submission of the change of branch particulars notification Regulated
  • Notify home regulator of branch changes using standard formsFinancial Services Firm
s.art018 Submission of the change in the tied agent particulars notification Regulated
  • Notify your home regulator of changes to tied agent detailsFinancial Services Firm
16 other provisions — procedural and definitional
s.art001 Scope
s.art002 General requirements
s.art004 Assessment of completeness and accuracy of the investment services and activities passport notification
s.art005 Communication regarding the investment services and activities passport notification
s.art007 Communication regarding the change of investment services and activities particulars notification
s.art008 Submission of the notification for the provision of arrangements to facilitate access to an MTF or an OTF
s.art009 Communication regarding the notification for the provision of arrangements to facilitate access to an MTF or an OTF
s.art010 Submission of the change of particulars for the provision of arrangements to facilitate access to an MTF or an OTF notification
s.art011 Communication regarding the change of particulars for the provision of arrangements to facilitate access to an MTF or an OTF notification
s.art013 Submission of the tied agent passport notification
s.art014 Assessment of completeness and accuracy of the branch passport notification or tied agent passport notification
s.art015 Communication regarding the branch passport notification
s.art016 Communication regarding the tied agent passport notification
s.art019 Communication regarding the change of branch particulars notification
s.art020 Communication regarding the change of tied agent particulars notification
s.art021 Entry into force and application

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.