Notification of changes to the membership of the management body
- Notify the FCA of changes to your management body before they happen
Retained EU Law
2017
United Kingdom
Commission Implementing Regulation (EU) 2017/1945 of 19 June 2017 laying down implementing technical standards with regard to notifications by and to applicant and authorised investment firms according to Directive 2014/65/EU of the European Parliament and of the Council (Text with EEA relevance)
At a glance
What's here
1 compliance obligation
What this Act requires
Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.
Browse 6 other sections — procedural / definitional / commencement
Designation of a contact point
Submission of the application
Receipt of the application form and acknowledgement of receipt
Request of additional information
Communication of the decision
Entry into force and application
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