Retained EU Law SI 2017/1945 United Kingdom

Commission Implementing Regulation (EU) 2017/1945 of 19 June 2017 laying down implementing technical standards with regard to notifications by and to applicant and authorised investment firms according to Directive 2014/65/EU of the European Parliament and of the Council (Text with EEA relevance)

Read it on legislation.gov.uk (opens in a new tab)
Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Financial Services Firm1

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Financial Services Firm — also bound by 167 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.art005 Notification of changes to the membership of the management body Regulated
  • Notify the FCA of changes to your management body before they happenFinancial Services Firm
6 other provisions — procedural and definitional
s.art001 Designation of a contact point
s.art002 Submission of the application
s.art003 Receipt of the application form and acknowledgement of receipt
s.art004 Request of additional information
s.art006 Communication of the decision
s.art007 Entry into force and application

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.