Retained EU Law SI 2017/1110 United Kingdom

Commission Implementing Regulation (EU) 2017/1110 of 22 June 2017 laying down implementing technical standards with regard to the standard forms, templates and procedures for the authorisation of data reporting services providers and related notifications pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments (Text with EEA relevance)

Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Director or Officer1

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Director or Officer — also bound by 429 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.art005 Notification of changes to the membership of the management body Regulated
  • Notify regulator before changing your management bodyDirector or Officer
14 other provisions — procedural and definitional
s.annex iii para.1 Annex III para.1
s.annex iii para.2 Annex III para.2
s.annex iii para.3 Annex III para.3
s.annex ii para.1 Annex II para.1
s.annex ii para.2 Annex II para.2
s.annex ii para.3 Annex II para.3
s.annex i para.1 Annex I para.1
s.annex i para.2 Annex I para.2
s.art001 Designation of a contact point
s.art002 Provision of information and notification to the competent authority
s.art003 Receipt of application
s.art004 Requests for additional information
s.art006 Communication of the decision to grant or refuse the authorisation
s.art007 Entry into force and application

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.