Retained EU Law SI 2016/960 United Kingdom

Commission Delegated Regulation (EU) 2016/960 of 17 May 2016 supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the appropriate arrangements, systems and procedures for disclosing market participants conducting market soundings (Text with EEA relevance)

Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Any Person6

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Any Person — also bound by 2340 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.art001 General requirements Regulated
  • Regularly review and update market sounding compliance proceduresAny Person
s.art002 Procedures for the purposes of conducting market soundings Regulated
  • Set up written procedures for conducting market soundingsAny Person
s.art003 Standard set of information for the communications to persons receiving the market sounding Regulated
  • Exchange standard set of information during market soundingsAny Person
s.art004 Data regarding persons receiving the market sounding Regulated
  • Maintain records of market sounding disclosures and opt-out requestsAny Person
s.art005 Procedure for notifying where the information has ceased to be inside information Regulated
  • Notify recipients when market sounding information is no longer inside informationAny Person
s.art006 Record keeping requirements Regulated
  • Keep detailed records of all market soundingsAny Person
1 other provision — procedural and definitional
s.art007 Entry into force

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.