Retained EU Law SI 2016/958 United Kingdom

Commission Delegated Regulation (EU) 2016/958 of 9 March 2016 supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the technical arrangements for objective presentation of investment recommendations or other information recommending or suggesting an investment strategy and for disclosure of particular interests or indications of conflicts of interest (Text with EEA relevance)

Status
In Force

What it defines

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

11 other provisions — procedural and definitional
s.art001 Definitions
s.art002 Identity of producers of recommendations
s.art003 General obligations in relation to objective presentation of recommendations
s.art004 Additional obligations in relation to objective presentation of recommendations applicable to the persons referred to Article 3(1)(34)(i) of Regulation (EU) No 596/2014 and experts
s.art005 General obligations in relation to disclosure of interests or of conflicts of interest
s.art006 Additional obligations in relation to disclosure of interests or of conflicts of interest by persons referred to in Article 3(1)(34)(i) of Regulation (EU) No 596/2014 and experts
s.art007 Dissemination of recommendations by the producer
s.art008 Arrangements for dissemination of recommendations
s.art009 Additional arrangements for dissemination of summary or extract of recommendations
s.art010 Additional arrangements for dissemination of substantially altered recommendations
s.art011 Entry into force

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.