Retained EU Law SI 2016/958 United Kingdom

Commission Delegated Regulation (EU) 2016/958 of 9 March 2016 supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the technical arrangements for objective presentation of investment recommendations or other information recommending or suggesting an investment strategy and for disclosure of particular interests or indications of conflicts of interest (Text with EEA relevance)

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Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Any Person3

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Any Person — also bound by 2684 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.art002 Identity of producers of recommendations Regulated
  • Disclose producer identity and roles in investment recommendationsAny Person
s.art006 Additional obligations in relation to disclosure of interests or of conflicts of interest by persons referred to in Article 3(1)(34)(i) of Regulation (EU) No 596/2014 and experts Regulated
  • Disclose interests and conflicts of interest in investment recommendationsAny Person
s.art008 Arrangements for dissemination of recommendations Regulated
  • Tell recipients who you are, your conflicts and when recommendation was first sharedAny Person
8 other provisions — procedural and definitional
s.art001 Definitions
s.art003 General obligations in relation to objective presentation of recommendations
s.art004 Additional obligations in relation to objective presentation of recommendations applicable to the persons referred to Article 3(1)(34)(i) of Regulation (EU) No 596/2014 and experts
s.art005 General obligations in relation to disclosure of interests or of conflicts of interest
s.art007 Dissemination of recommendations by the producer
s.art009 Additional arrangements for dissemination of summary or extract of recommendations
s.art010 Additional arrangements for dissemination of substantially altered recommendations
s.art011 Entry into force

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.