Retained EU Law 2016 United Kingdom

Commission Delegated Regulation (EU) 2016/958 of 9 March 2016 supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the technical arrangements for objective presentation of investment recommendations or other information recommending or suggesting an investment strategy and for disclosure of particular interests or indications of conflicts of interest (Text with EEA relevance)

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At a glance

What this Act requires

Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.

Browse 11 other sections — procedural / definitional / commencement

s.art001

Definitions

s.art002

Identity of producers of recommendations

s.art003

General obligations in relation to objective presentation of recommendations

s.art004

Additional obligations in relation to objective presentation of recommendations applicable to the persons referred to Article 3(1)(34)(i) of Regulation (EU) No 596/2014 and experts

s.art005

General obligations in relation to disclosure of interests or of conflicts of interest

s.art006

Additional obligations in relation to disclosure of interests or of conflicts of interest by persons referred to in Article 3(1)(34)(i) of Regulation (EU) No 596/2014 and experts

s.art007

Dissemination of recommendations by the producer

s.art008

Arrangements for dissemination of recommendations

s.art009

Additional arrangements for dissemination of summary or extract of recommendations

s.art010