Retained EU Law SI 2016/824 United Kingdom

Commission Implementing Regulation (EU) 2016/824 of 25 May 2016 laying down implementing technical standards with regard to the content and format of the description of the functioning of multilateral trading facilities and organised trading facilities and the notification to the European Securities and Markets Authority according to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments (Text with EEA relevance)

Read it on legislation.gov.uk (opens in a new tab)
Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Financial Services Firm1

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Financial Services Firm — also bound by 179 other Acts
Directive 2009/138/EC of the European Parliament and of the Council of 25 November 2009 on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II) (recast) (Text with EEA 77 duties

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.art004 Information to be provided on MTFs already in operation Regulated
  • Update MTF information to competent authority when requiredFinancial Services Firm
10 other provisions — procedural and definitional
s.art001 Definitions
s.art002 Information to be provided on MTFs and OTFs
s.art003 Additional information to be provided on MTFs
s.art005 Additional information to be provided on MTFs for registration as an SME growth market
s.art006 Additional information to be provided on OTFs
s.art007 Asset class specific information
s.art008 Material changes
s.art009 Format for providing the description
s.art010 Notification to ESMA
s.art011 Entry into force and application

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.