- Status
- In Force
- Penalty ceiling
- Regulated
Does it bind you?
Business-side roles with duties under this instrument.
Financial Services Firm1
Other Acts binding the same actors
If a role above is yours, these are the other instruments that most often bind it.
Financial Services Firm — also bound by 167 other Acts
Friendly Societies Act 1992
52 duties
What it requires
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
s.art004
Information to be provided on MTFs already in operation
Regulated
- Update MTF information to competent authority when requiredFinancial Services Firm
10 other provisions — procedural and definitional
s.art001
Definitions
s.art002
Information to be provided on MTFs and OTFs
s.art003
Additional information to be provided on MTFs
s.art005
Additional information to be provided on MTFs for registration as an SME growth market
s.art006
Additional information to be provided on OTFs
s.art007
Asset class specific information
s.art008
Material changes
s.art009
Format for providing the description
s.art010
Notification to ESMA
s.art011
Entry into force and application
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.