Retained EU Law SI 2016/522 United Kingdom

Commission Delegated Regulation (EU) 2016/522 of 17 December 2015 supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council as regards an exemption for certain third countries public bodies and central banks, the indicators of market manipulation, the disclosure thresholds, the competent authority for notifications of delays, the permission for trading during closed periods and types of notifiable managers' transactions (Text with EEA relevance)

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Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Financial Services Firm2

Other Acts binding the same actors

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Financial Services Firm — also bound by 167 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.art007 Trading during a closed period Regulated
  • Submit reasoned written request to issuer before trading during closed periodFinancial Services Firm
s.art008 Exceptional circumstances Regulated
  • Assess requests for share sales during closed periodsFinancial Services Firm
10 other provisions — procedural and definitional
s.annex i para.1 Australia: Reserve Bank of Australia; Australian Office of Financial Management;...
s.art001 Subject-matter and scope
s.art002 Definitions
s.art003 Exempted public bodies and central banks of third countries
s.art004 Indicators of manipulative behaviour
s.art005 Minimum thresholds of carbon dioxide and rated thermal input
s.art006 Determination of the competent authority
s.art009 Characteristics of the trading during a closed period
s.art010 Notifiable transactions
s.art011 Entry into force and application

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.