Retained EU Law SI 2016/378 United Kingdom

Commission Implementing Regulation (EU) 2016/378 of 11 March 2016 laying down implementing technical standards with regard to the timing, format and template of the submission of notifications to competent authorities according to Regulation (EU) No 596/2014 of the European Parliament and of the Council (Text with EEA relevance)

Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Plus 1 duty on the regulator, Crown ministers and public bodies — folded into the section list below.

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.art001 (1) By no later than 21.00 CET on each day... Regulated
Other duties (1) — Crown / regulator
  • Trading venues must notify competent authority of financial instrument status changesStatutory regulator
2 other provisions — procedural and definitional
s.art002 All details to be included in notifications pursuant to Article...
s.art003 This Regulation shall enter into force on the day following...

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.