Retained EU Law SI 2016/347 United Kingdom

Commission Implementing Regulation (EU) 2016/347 of 10 March 2016 laying down implementing technical standards with regard to the precise format of insider lists and for updating insider lists in accordance with Regulation (EU) No 596/2014 of the European Parliament and of the Council (Text with EEA relevance)

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Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Financial Services Firm2

Other Acts binding the same actors

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Financial Services Firm — also bound by 167 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.art002 Format for drawing up and updating the insider list Regulated
  • Maintain insider lists in a structured electronic formatFinancial Services Firm
s.art003 SME growth market issuers Regulated
  • Provide insider list to the FCA on request in Annex II formatFinancial Services Firm
5 other provisions — procedural and definitional
uri:annex/i/division/template+1 uri:annex/i/division/template+1
s.annex ii para.1 Date and time (creation): [ yyyy-mm-dd, hh:mm UTC (Coordinated Universal...
s.annex ii para.2 Date of transmission to the competent authority: [ yyyy-mm-dd ]...
s.art001 Definitions
s.art004 Entry into force

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.