Retained EU Law 2016 United Kingdom

Commission Implementing Regulation (EU) 2016/347 of 10 March 2016 laying down implementing technical standards with regard to the precise format of insider lists and for updating insider lists in accordance with Regulation (EU) No 596/2014 of the European Parliament and of the Council (Text with EEA relevance)

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2 compliance obligations

What this Act requires

Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.

s.art002

Format for drawing up and updating the insider list

  • Maintain insider lists in a structured electronic format
s.art003

SME growth market issuers

  • Provide insider list to the FCA on request in Annex II format
Browse 5 other sections — procedural / definitional / commencement
uri:annex/i/division/template+1

uri:annex/i/division/template+1

s.annex ii para.1

Date and time (creation): [ yyyy-mm-dd, hh:mm UTC (Coordinated Universal...

s.annex ii para.2

Date of transmission to the competent authority: [ yyyy-mm-dd ]...

s.art001

Definitions

s.art004

Entry into force

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