- Status
- In Force
- Penalty ceiling
- Regulated
Does it bind you?
Business-side roles with duties under this instrument.
Financial Services Firm9
Other Acts binding the same actors
If a role above is yours, these are the other instruments that most often bind it.
Financial Services Firm — also bound by 167 other Acts
Friendly Societies Act 1992
52 duties
What it requires
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
uri:annex/ii/division/annex/division/1/division/1/division/1.1
uri:annex/ii/division/annex/division/1/division/1/division/1.1
Regulated
- Report liquid assets accurately in LCR regulatory returnsFinancial Services Firm
uri:annex/ii/division/annex/division/1/division/1/division/1.2/division/1.2.4
uri:annex/ii/division/annex/division/1/division/1/division/1.2/division/1.2.4
Regulated
- Report all eligible liquid assets in Template C72 even if sold or used in secured forward transactionsFinancial Services Firm
uri:annex/ii/division/annex/division/1/division/1/division/3/division/1
uri:annex/ii/division/annex/division/1/division/1/division/3/division/1
Regulated
- Report liquid asset values with specific adjustments in regulatory returnsFinancial Services Firm
uri:annex/ii/division/annex/division/2/division/1/division/1.1/division/2
uri:annex/ii/division/annex/division/2/division/1/division/1.1/division/2
Regulated
- Report liquidity coverage template in the correct currenciesFinancial Services Firm
uri:annex/ii/division/annex/division/2/division/1/division/1.3
uri:annex/ii/division/annex/division/2/division/1/division/1.3
Regulated
- Report liquidity outflows and collateral values using prescribed templatesFinancial Services Firm
uri:annex/ii/division/annex/division/3/division/2/division/2.1/division/2
uri:annex/ii/division/annex/division/3/division/2/division/2.1/division/2
Regulated
- Submit liquidity coverage reporting template in specified currenciesFinancial Services Firm
uri:annex/ii/division/annex/division/3/division/2/division/2.2
uri:annex/ii/division/annex/division/3/division/2/division/2.2
Regulated
- Classify and report collateral as liquid or non-liquid based on HQLA eligibilityFinancial Services Firm
uri:annex/ii/division/annex/division/3/division/2/division/2.3
uri:annex/ii/division/annex/division/3/division/2/division/2.3
Regulated
- Report inflows from forward-starting repos, reverse repos, and collateral swapsFinancial Services Firm
uri:annex/ii/division/annex/division/4/division/3/division/3.1
uri:annex/ii/division/annex/division/4/division/3/division/3.1
Regulated
- Report collateral swaps maturing within 30 days to the regulatorFinancial Services Firm
11 other provisions — procedural and definitional
uri:annex/ii/division/annex/division/1/division/1/division/1.2/division/1.2.1
uri:annex/ii/division/annex/division/1/division/1/division/1.2/division/1.2.1
uri:annex/ii/division/annex/division/1/division/1/division/1.2/division/1.2.2
uri:annex/ii/division/annex/division/1/division/1/division/1.2/division/1.2.2
uri:annex/ii/division/annex/division/2/division/1/division/1.1/division/8
uri:annex/ii/division/annex/division/2/division/1/division/1.1/division/8
uri:annex/ii/division/annex/division/2/division/1/division/1.2/division/12
uri:annex/ii/division/annex/division/2/division/1/division/1.2/division/12
uri:annex/ii/division/annex/division/3/division/2/division/2.1/division/5
uri:annex/ii/division/annex/division/3/division/2/division/2.1/division/5
uri:annex/ii/division/annex/division/3/division/2/division/2.1/division/7
uri:annex/ii/division/annex/division/3/division/2/division/2.1/division/7
uri:annex/ii/division/annex/division/3/division/2/division/2.1/division/8
uri:annex/ii/division/annex/division/3/division/2/division/2.1/division/8
s.annex ii para.1
ANNEX XXIII REPORTING ON LIQUIDITY (PART 1: LIQUID ASSETS) 1....
s.annex i para.1
ANNEX XXII REPORTING ON LIQUIDITY LIQUIDITY TEMPLATES Template number Template...
s.art001
Implementing Regulation (EU) No 680/2014 is amended as follows: Article...
s.art002
Entry into force
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.