- Status
- In Force
- Penalty ceiling
- Regulated
Does it bind you?
Business-side roles with duties under this instrument.
Financial Services Firm4
Other Acts binding the same actors
If a role above is yours, these are the other instruments that most often bind it.
Financial Services Firm — also bound by 167 other Acts
Friendly Societies Act 1992
52 duties
What it requires
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
s.art002
Disclosure and reporting obligations
Regulated
- Disclose and report buy-back programme details and transactionsFinancial Services Firm
s.art003
Conditions for trading
Regulated
- Comply with trading conditions for share buy-back programmesFinancial Services Firm
s.art004
Trading restrictions
Regulated
- Refrain from prohibited trading activities during a buy-back programmeFinancial Services Firm
s.art006
Disclosure and reporting obligations
Regulated
- Appoint a central point for public disclosure and regulator requestsFinancial Services Firm
5 other provisions — procedural and definitional
s.art001
For the purposes of this Regulation, the following definitions shall...
s.art005
Conditions regarding the stabilisation period
s.art007
Price conditions
s.art008
Conditions for ancillary stabilisation
s.art009
Entry into force
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.