Retained EU Law SI 2015/3 United Kingdom

Commission Delegated Regulation (EU) 2015/3 of 30 September 2014 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to regulatory technical standards on disclosure requirements for structured finance instruments (Text with EEA relevance)

Read it on legislation.gov.uk (opens in a new tab)
Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Any Person3 Financial Services Firm1

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Any Person — also bound by 2340 other Acts
Financial Services Firm — also bound by 167 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.art003 Information to be reported Regulated
  • Report structured finance instrument details to the SFI websiteAny Person
s.art005 Frequency of reporting Regulated
  • Disclose structured finance instrument information at required times and upon significant eventsAny Person
s.art006 Reporting procedures Regulated
  • Submit, store and correct data under the SFI reporting systemAny Person
s.art007 Reporting between the date of entry into force and the date of application Regulated
  • Report on outstanding structured finance instruments after the regulation takes effectFinancial Services Firm
6 other provisions — procedural and definitional
s.annex viii para.1 The investor reports shall contain information on:
s.annex viii para.2 asset performance; a detailed cash flow allocation; a list of...
s.art001 Scope
s.art002 Reporting entity
s.art004 Underlying assets
s.art008 Entry into force

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.