Reporting obligation and safeguarding in respect of SFTs
- Report securities financing transactions to a trade repository
Retained EU Law
2015
United Kingdom
Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012 (Text with EEA relevance)
At a glance
What's here
3 compliance obligations
What this Act requires
Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.
Registration of a trade repository
- Register with the FCA as a trade repository and comply with ongoing conditions
Transparency and availability of data held in a trade repository
- Publish aggregated SFT data and give regulators access to transaction details
Browse 33 other sections — procedural / definitional / commencement
s.b
Subject matter
Scope
Definitions
Notification of and consultation with competent authorities prior to registration or extension of registration
Examination of the application
Notification of the FCA decisions relating to registration or extension of registration
Powers of the FCA
Withdrawal of registration
Publication and notification of decisions
Tribunal
Supervisory fees
Transparency of collective investment undertakings in periodical reports
Transparency of collective investment undertakings in pre-contractual documents
Reuse of financial instruments received under a collateral arrangement
Designation and powers of competent authorities
Cooperation between competent authorities
Professional secrecy
Equivalence and recognition of trade repositories
Indirect access to data between authorities
Equivalence of reporting
Regulations: general provisions
Determination of administrative sanctions and other administrative measures
Reporting of infringements
Exchange of information with ESMA
Publication of decisions
Right of appeal
Sanctions and other measures for the purpose of Articles 13 and 14
Reports and review
Exercise of delegated powers
Committee procedure
Amendments to Regulation (EU) No 648/2012
Entry into force and application
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