Retained EU Law SI 2015/2365 United Kingdom

Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012 (Text with EEA relevance)

Read it on legislation.gov.uk (opens in a new tab)
Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Financial Services Firm2 Any Person1

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Financial Services Firm — also bound by 167 other Acts
Any Person — also bound by 2340 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.art004 Reporting obligation and safeguarding in respect of SFTs Regulated
  • Report securities financing transactions to a trade repositoryAny Person
s.art005 Registration of a trade repository Regulated
  • Register with the FCA as a trade repository and comply with ongoing conditionsFinancial Services Firm
s.art012 Transparency and availability of data held in a trade repository Regulated
  • Publish aggregated SFT data and give regulators access to transaction detailsFinancial Services Firm
33 other provisions — procedural and definitional
s.b s.b
s.art001 Subject matter
s.art002 Scope
s.art003 Definitions
s.art006 Notification of and consultation with competent authorities prior to registration or extension of registration
s.art007 Examination of the application
s.art008 Notification of the FCA decisions relating to registration or extension of registration
s.art009 Powers of the FCA
s.art010 Withdrawal of registration
s.art010 Publication and notification of decisions
s.art010 Tribunal
s.art011 Supervisory fees
s.art013 Transparency of collective investment undertakings in periodical reports
s.art014 Transparency of collective investment undertakings in pre-contractual documents
s.art015 Reuse of financial instruments received under a collateral arrangement
s.art016 Designation and powers of competent authorities
s.art017 Cooperation between competent authorities
s.art018 Professional secrecy
s.art019 Equivalence and recognition of trade repositories
s.art020 Indirect access to data between authorities
s.art021 Equivalence of reporting
s.art022 Regulations: general provisions
s.art023 Determination of administrative sanctions and other administrative measures
s.art024 Reporting of infringements
s.art025 Exchange of information with ESMA
s.art026 Publication of decisions
s.art027 Right of appeal
s.art028 Sanctions and other measures for the purpose of Articles 13 and 14
s.art029 Reports and review
s.art030 Exercise of delegated powers
s.art031 Committee procedure
s.art032 Amendments to Regulation (EU) No 648/2012
s.art033 Entry into force and application

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.