- Status
- In Force
What it defines
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
35 other provisions — procedural and definitional
s.art001
This Regulation lays down ... rules on the format and...
s.art002
(1) This Regulation applies to— (a) PRIIP manufacturers in relation...
s.art003
(1) Where PRIIP manufacturers subject to this Regulation are also...
s.art004
For the purposes of this Regulation, the following definitions apply:...
s.art004
(1.) The FCA may make rules specifying whether or not...
s.art005
(1) Before a PRIIP is made available to retail investors...
s.art006
(1) The key information document shall constitute pre-contractual information. It...
s.art007
(1) The key information document must be written in English,...
s.art008
(1) The title ‘Key Information Document’ shall appear prominently at...
s.art009
Marketing communications that contain specific information relating to the PRIIP...
s.art010
(1) The PRIIP manufacturer shall review the information contained in...
s.art011
(1) The PRIIP manufacturer shall not incur civil liability solely...
s.art012
Where the key information document concerns an insurance contract, the...
s.art013
(1) A person advising on, or selling, a PRIIP shall...
s.art014
(1) The person advising on, or selling, a PRIIP shall...
s.art015
(1) In accordance with Article 9(2) of Regulation (EU) No...
s.art016
(1) In accordance with Article 9(5) of Regulation (EU) No...
s.art017
(1) The FCA may prohibit or restrict the following in...
s.art018
(1) EIOPA shall perform a facilitation and coordination role in...
s.art019
The PRIIP manufacturer and the person advising on, or selling,...
s.art020
(1) For the purposes of the application of this Regulation...
s.art021
Nothing in this Regulation is to be taken as authorising...
s.art022
(1) Without prejudice to the supervisory powers of competent authorities...
s.art023
Competent authorities shall exercise their powers to impose sanctions in...
s.art024
(1) This Article applies to infringements of Article 5(1), Articles...
s.art025
The competent authorities shall apply the administrative sanctions and measures...
s.art026
Decisions to impose sanctions and measures taken pursuant to this...
s.art027
(1) Where the competent authority has disclosed administrative sanctions or...
s.art028
(1) Competent authorities shall establish effective mechanisms to enable reporting...
s.art029
(1) A decision, against which there is no appeal, imposing...
s.art030
(1) Any power to make regulations conferred on the Treasury...
s.art031
Where the Commission adopts regulatory technical standards pursuant to Article...
s.art032
(1) The following are exempt from the obligations under this...
s.art033
(1) By 31 December 2019 , the Commission shall review this Regulation....
s.art034
This Regulation shall enter into force on the twentieth day...
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.