Retained EU Law SI 2013/152 United Kingdom

Commission Delegated Regulation (EU) No 152/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on capital requirements for central counterparties (Text with EEA relevance)

Read it on legislation.gov.uk (opens in a new tab)
Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Financial Services Firm4

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Financial Services Firm — also bound by 167 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.art001 Capital requirements Regulated
  • Maintain minimum capital and notify regulator if capital drops below 110% thresholdFinancial Services Firm
s.art003 Capital requirements for operational and legal risks Regulated
  • Set up an operational risk management system and report to senior managementFinancial Services Firm
s.art004 Capital requirements for credit risk, counterparty credit risk and market risk which are not already covered by specific financial resources as referred to in Articles 41 to 44 of Regulation (EU) No 648/2012 Regulated
  • Calculate capital requirements using specified risk-weight methodsFinancial Services Firm
s.art005 Capital requirements for business risk Regulated
  • Submit capital estimate for business risk to regulator for approvalFinancial Services Firm
2 other provisions — procedural and definitional
s.art002 Capital requirements for winding down or restructuring
s.art006 This Regulation shall enter into force on the twentieth day...

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.