Retained EU Law SI 2013/151 United Kingdom

Commission Delegated Regulation (EU) No 151/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories, with regard to regulatory technical standards specifying the data to be published and made available by trade repositories and operational standards for aggregating, comparing and accessing the data (Text with EEA relevance)

Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Financial Services Firm4 Any Person1

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Financial Services Firm — also bound by 167 other Acts
Any Person — also bound by 2340 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.art001 Publication of aggregate data Regulated
  • Publish aggregate derivative data with breakdowns on public website, updated weeklyAny Person
s.art002 Access to details of derivatives in accordance with the responsibilities and mandate of each authority concerned Regulated
  • Provide access to derivatives data to specified authoritiesFinancial Services Firm
s.art003 Third country authorities Regulated
  • Trade repositories must let certain non-EU authorities access dataFinancial Services Firm
s.art004 Operational standards for aggregation and comparison of data Regulated
  • Provide direct and immediate data access to specified authorities using XML (ISO 20022)Financial Services Firm
s.art005 Operational standards for access to data Regulated
  • Provide regulators with secure direct access to derivatives trade dataFinancial Services Firm
1 other provision — procedural and definitional
s.art006 Entry into force

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.