Retained EU Law SI 2013/1071 United Kingdom

Regulation (EU) No 1071/2013 of the European Central Bank of 24 September 2013 concerning the balance sheet of the monetary financial institutions sector (recast) (ECB/2013/33)

Read it on legislation.gov.uk (opens in a new tab)
Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Any Person4 Financial Services Firm1

Plus 1 duty on the regulator, Crown ministers and public bodies — folded into the section list below.

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Any Person — also bound by 2340 other Acts
Financial Services Firm — also bound by 167 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

uri:annex/iv/division/1 uri:annex/iv/division/1 Regulated
  • Submit timely statistical reports to the National Central BankAny Person
uri:annex/iv/division/2 uri:annex/iv/division/2 Regulated
  • Submit accurate, complete and consistent statistical data to the ECBAny Person
uri:annex/iv/division/3 uri:annex/iv/division/3 Regulated
  • Ensure statistical data complies with definitions, monitor deviations, and explain breaksAny Person
s.art009 Derogations Regulated
Other duties (1) — Crown / regulator
  • National central banks may grant reduced reporting to small monetary financial institutionsStatutory regulator
s.art010 Minimum standards and national reporting arrangements Regulated
  • Comply with statistical reporting requirements for MFIsAny Person
s.art012 Use of the reported statistical information for the purpose of minimum reserves Regulated
  • Use reported statistical data to calculate your minimum reserve requirementsFinancial Services Firm
15 other provisions — procedural and definitional
s.annex iv para.1 Reporting agents must fulfil the following minimum standards to meet...
s.annex v para.1 Regulation (EC) No 25/2009 (ECB/2008/32) (OJ L 15, 20.1.2009, p....
s.art001 Definitions
s.art002 Identification of MMFs
s.art003 Actual reporting population
s.art004 List of MFIs for statistical purposes
s.art005 Statistical reporting requirements
s.art006 Additional statistical reporting requirements for loan securitisations and other loan transfers
s.art007 Timeliness
s.art008 Accounting rules for the purposes of statistical reporting
s.art011 Mergers, divisions and reorganisations
s.art013 Verification and compulsory collection
s.art014 First reporting
s.art015 Repeal
s.art016 Final provision

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.