- Status
- In Force
What it defines
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
13 other provisions — procedural and definitional
s.art001
Subject Matter
s.art002
Means by which information may be disclosed to the public
s.art003
Format of the periodic information
s.art004
Format of the information to be provided upon request
s.art005
Agreements to borrow and other enforceable claims having similar effect
s.art006
Arrangements and measures to be taken in relation to short sales of a share admitted to trading on a trading venue[Article 12(1)(c) of Regulation (EU) No 236/2012]
s.art007
Arrangements with third parties to be taken in relation to sovereign debt[Article 13(1)(c) of Regulation (EU) No 236/2012]
s.art008
Third parties with whom arrangements are made
s.art009
Date and period for principal trading venue calculations
s.art010
Date of notification to ESMA
s.art011
Effectiveness of the list of exempted shares
s.art012
Specific cases of review of exempted shares
s.art013
Entry into force
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.