Journey

Prepare for CQC's 2026 assessment framework

CQC is replacing the Single Assessment Framework with four sector-specific frameworks during 2026. Understand what is confirmed, what is still in transition, and get your evidence, governance, and staff ready ahead of rollout.

Healthcare & Social Care Running a Business Updated 3 September 2026
6 milestones references 4 guides

About this readiness check

The Care Quality Commission is moving away from a single assessment framework used across all provider types, towards four sector-specific frameworks - for adult social care, mental health care, primary care and community services, and hospitals (secondary and specialist care). This follows sustained criticism of CQC's operational effectiveness, including an independent review that found inspection backlogs and inconsistent ratings.

This is a live, moving picture. Some elements are confirmed; others are still working through consultation and pilots. This journey tells you plainly which is which, and gives you practical steps to take now regardless of exactly when your framework lands.

  1. Understand what is changing - and what is not yet confirmed

    CQC published a draft adult social care assessment framework in March 2026. It proposes replacing the current 34 quality statements with 24 Key Lines of Enquiry (KLOEs), and removing numerical scoring in favour of descriptive "rating characteristics" that set out what Outstanding, Good, Requires Improvement, and Inadequate look like at each key question.

    The five key questions - Safe, Effective, Caring, Responsive, and Well-led - and the four-point rating scale are staying. What changes is how CQC evidences and describes its judgements under each one, and the fact that the detail will now differ by provider type rather than being identical across the whole sector.

    The consultation on the draft frameworks closed on 12 June 2026. CQC has said the response showed strong support for the sector-specific approach, and pilots are expected to run through the rest of 2026. CQC has not published a confirmed go-live date for your sector's framework - treat any date you see quoted elsewhere as provisional until CQC itself confirms it. Until a framework formally takes effect for your service, you continue to be assessed against the current Single Assessment Framework and its quality statements.

    Understand CQC registration and the current framework

    The regulated activities, registration process, and the fundamental standards and inspection ratings framework that currently apply while the reforms are in transition.

  2. Review your evidence against the quality statements now

    Whichever framework eventually applies to you, the underlying discipline is the same: CQC wants to see evidence, not assertions. Work through each of the five key questions and check you can point to specific, dated evidence - audits, incident records, training logs, policy reviews, feedback you have acted on - rather than a general sense that "things are fine."

    Gaps found now are gaps you can close before an inspection, rather than during one. Treat this as a standing exercise rather than a one-off: KLOEs are questions CQC will actively look for answers to, so evidence that answers a specific question directly is more useful than a large volume of loosely related material.

    Work through the annual compliance checklist

    A structured checklist covering the recurring registration, staffing, and regulatory obligations CQC will expect to see evidenced.

  3. Strengthen your governance and audit trail

    Well-led is assessed through your governance framework, and it is the key question most directly affected by a shift towards more specific, provider-type evidence expectations. Make sure clinical and care governance activity is documented as it happens: audit cycles that are actually closed out and re-measured, incidents investigated and learned from, complaints analysed for patterns rather than just resolved individually, and duty of candour handled consistently.

    An inspector working through KLOEs will look for a paper trail that shows governance is a continuous activity, not something assembled for the inspection itself.

    Fundamental standards continue to apply throughout the transition, so keep your existing evidence against them current at the same time as building out sector-specific material.

    Update the safety and quality processes you already run, but do not create a parallel administrative burden - the goal is to make good day-to-day governance visible, not to invent additional paperwork.

    Build a clinical governance framework

    The seven pillars of clinical governance, patient safety culture, incident investigation, duty of candour, and how CQC assesses Well-led.

  4. Prepare your staff for interviews and closer scrutiny

    Sector-specific frameworks are expected to bring more targeted questioning of frontline staff, not less. Staff should be able to describe, in their own words, what they do when something goes wrong, how they raise a safeguarding concern, and where to find the policies that govern their work - not recite a script.

    Refresh safeguarding and mental capacity training ahead of any inspection window, and check your team knows the current safeguarding lead and escalation route. Registered managers should be confident explaining governance arrangements and recent examples of learning from incidents or complaints, since these are exactly the areas a more granular framework is designed to probe.

    Refresh safeguarding and mental capacity practice

    Safeguarding duties under the Care Act 2014 and mental capacity obligations that staff need to be able to explain and evidence at inspection.

  5. Act on your rating and any inspection feedback

    Whatever framework applies at your next assessment, the response discipline is unchanged: read the report in full, identify every "must do" or "should do" action, and build a dated action plan against each one rather than a general improvement narrative. Where you disagree with a finding, use the factual accuracy and ratings review routes rather than simply noting the disagreement internally.

    A rating carried unaddressed into the next inspection cycle is treated as a provider that has not engaged with feedback - which counts against you under Well-led regardless of which framework is in force at the time.

  6. Stay current as CQC publishes more detail

    The frameworks are still moving through pilots, and CQC has said it will confirm timings and final detail as work progresses. Don't rely on secondary summaries, including this one, for the live position - check CQC's own channels directly before making significant changes to how you prepare evidence.

    Subscribe to CQC's provider updates and check the assessment frameworks section of its website periodically. If you are supported by a Registered Manager network, professional body, or trade association, their briefings are often faster to reflect newly confirmed detail than a general search.

    This journey will be updated as CQC confirms further detail - if what you read here looks out of date, CQC's own published guidance always takes precedence.

    cqc.org.uk

    CQC assessment frameworks and provider updates (opens in a new tab)

    CQC's own page for the sector-specific assessment frameworks, consultation outcomes, and provider guidance - the authoritative source as the transition progresses.

Related resources

Run a healthcare business

Wider ongoing compliance obligations for registered healthcare and social care providers, beyond assessment readiness.

Respond to a CQC investigation or enforcement action

If an assessment leads to enforcement action or a formal investigation, this journey covers your rights and next steps.