| Guvnor

Enforced by: FCA
Status: In Force
Penalty ceiling: Imprisonment 1 of 2 obligations carry up to 2 years imprisonment. 1 has no criminal penalty — flagged in the list below.

Does it bind you?

Business-side roles with duties under this instrument.

Responsible Person1 Any Person1

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Responsible Person — also bound by 108 other Acts

MH(CT)(S)A 2003 30 duties

Climate Change Levy (General) Regulations 2001 24 duties

Offshore Installations (Offshore Safety Directive) (Safety Case ) Regulations 2015 21 duties

The Offshore Installations (Prevention of Fire and Explosion, and Emergency Response) Regulations 1995 21 duties

The Offshore Installations (Safety Case) Regulations 2005 19 duties

Any Person — also bound by 2340 other Acts

Human Medicines Regulations 2012 184 duties

Merchant Shipping Act 1995 144 duties

Insolvency (England and Wales) Rules 2016 104 duties

Communications Act 2003 92 duties

Road Traffic Act 1988 92 duties

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

Part 1

General

0 of 1 section shown

1 other section in this Part — procedural and definitional

s.001 Citation and commencement

Part 2

Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

2 of 14 sections shown

s.006 Proliferation financing Regulated

Assess and mitigate risks of proliferation financingResponsible Person

s.012 Changes in control of registered cryptoasset businesses Imprisonment

Fail to comply with change‑of‑control notification for a registered cryptoasset businessAny Person

12 other sections in this Part — procedural and definitional

s.002 Amendment of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

s.003 Removal of outdated references to the Terrorist Asset-Freezing etc. Act 2010

s.004 Formation of limited partnerships

s.005 Cryptoasset transfers

s.007 Art market participants

s.008 Exceptions

s.009 Reporting of material discrepancies to the registrar of companies

s.010 Repeal of Part 5A: Requests for information about accounts and safe-deposit boxes

s.011 Information sharing and confidentiality

s.013 Suspicious activity reports

s.014 Modifications to regulations 74A to 74C: reporting requirements etc. for Annex 1 financial institutions

s.015 Amendment of Schedule 2: account information service providers

Part 3

Amendments of primary legislation

0 of 2 sections shown

2 other sections in this Part — procedural and definitional

s.016 Amendment of the Companies Act 2006

s.017 Amendment of the Economic Crime (Transparency and Enforcement) Act 2022

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.