Healthcare provider annual compliance checklist
Annual checklist of recurring compliance obligations for CQC-registered healthcare providers covering registration, workforce, clinical governance, premises, data protection, …
Residential care is one of the most closely regulated activities in the UK. Adult care and nursing homes and domiciliary care register with the CQC in England; children's homes register with Ofsted. On top of registration sit the registered manager, enhanced DBS checks for every member of care staff, mental capacity and deprivation-of-liberty safeguards, adult safeguarding duties and fire safety designed around residents who cannot self-evacuate.
Annual checklist of recurring compliance obligations for CQC-registered healthcare providers covering registration, workforce, clinical governance, premises, data protection, …
CQC Regulation 15 premises and equipment requirements, radiation protection under IRR 2017, healthcare ventilation, medical gas systems, decontamination …
Clinical governance framework for healthcare providers covering patient safety culture, clinical audit, incident investigation, duty of candour, complaints …
Complete step-by-step guide to CQC registration for healthcare providers in England, including what activities require registration, annual fees, …
Legal duties for safeguarding vulnerable adults and making decisions for people who lack mental capacity.
This guide is for providers of accommodation with personal or nursing care — care homes and nursing homes — and for domiciliary care delivered in people's own homes. In England these are regulated activities: the provider and (in most cases) a registered manager must be registered with the Care Quality Commission before the service operates. Children's homes are different: residential care for children is regulated by Ofsted under the Care Standards Act 2000, not the CQC — as is supported accommodation for looked-after 16 and 17-year-olds (since 28 October 2023 under the Supported Accommodation (England) Regulations 2023).
In Scotland register with the Care Inspectorate, in Wales with Care Inspectorate Wales, and in Northern Ireland with RQIA — each nation's process is covered by its own guide, routed at the end.
Match the activity to the regulator: accommodation with nursing or personal care, and personal care in people's own homes, are CQC regulated activities in England. There is no application fee; annual fees for care and nursing homes are banded by the number of places at each location, while domiciliary and other community social care pays a base fee plus an amount per service user. A nursing home also registers for treatment of disease, disorder or injury, and must ensure registered-nurse cover at all times.
Most providers must have a registered manager in day-to-day charge, registered with the CQC in their own right. There is no statutory qualification, but the CQC expects the qualifications, competence, skills and experience for the role — the Level 5 Diploma in Leadership and Management for Adult Care is the sector benchmark.
Care work with adults or children is regulated activity under the Safeguarding Vulnerable Groups Act 2006: every member of care staff needs an enhanced DBS check with a barred-list check before starting, and it is an offence to employ a barred person. Recruitment files must hold a full employment history with any gaps explained.
Where residents may lack capacity, the Mental Capacity Act 2005 framework governs assessments and best-interests decisions. If a resident who lacks capacity is deprived of their liberty in a care home, you must obtain authorisation through the Deprivation of Liberty Safeguards from the local authority — DoLS remains the operative regime; the Liberty Protection Safeguards are not in force.
Safeguarding enquiries under section 42 of the Care Act 2014 are a local authority duty — your duties are to protect service users from abuse and improper treatment (Regulation 13), report concerns to the local authority, and cooperate fully with enquiries.
Fire safety in residential care is designed around residents who often cannot self-evacuate: your fire risk assessment under the Regulatory Reform (Fire Safety) Order 2005 must address dependency, staffing levels at night and progressive horizontal evacuation. The fire and rescue authority enforces the Fire Safety Order; the CQC assesses fire safety under the fundamental standards and shares concerns with the fire service.
Care records, care plans and medication records are special-category health data — register with the ICO, pay the data protection fee and apply heightened safeguards to how records are stored, shared and retained.
CQC for adult care homes, nursing homes and domiciliary care; Ofsted for children's homes and supported accommodation. Operating unregistered is a criminal offence.
Appoint a registered manager with the competence and experience the CQC expects, registered in their own right.
Enhanced check with barred-list check for every care role; full employment history on file.
MCA training, DoLS application routes via the local authority, a safeguarding policy and a named lead.
Dependency-based evacuation strategy, night staffing and regular drills under the Fire Safety Order 2005.
Pay the data protection fee and apply special-category safeguards to care plans and medication records.
Follow "Social care registration and regulators" for CQC, Care Inspectorate, CIW and RQIA registration in detail.
Follow "Social care workforce qualifications and staffing" — including mandatory workforce registration in Scotland, Wales and Northern Ireland.
Follow "Safeguarding and mental capacity in healthcare" for the MCA, DoLS and safeguarding duties in full.
Follow "Operating care services across UK nations: cross-border registration and compliance" — separate registration in each nation; DBS, PVG and AccessNI do not transfer.
Follow the "Healthcare provider annual compliance checklist" to keep fees, DBS checks, training and notifications current.
Regulator guidance for residential care.