Manufacturing & Engineering

Machinery and equipment manufacturer: compliance checklist

Use this checklist to confirm your machinery and equipment manufacturing business (SIC division 28) meets its obligations before you sell. Work through the universal workplace items every manufacturer shares, then the product-conformity and type-approval items for what you make. If you answer no to any item, follow the linked guide before you proceed.

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UK-wide

Use this checklist to confirm your machinery and equipment manufacturing business meets its obligations before you sell. Work through each item and answer yes or no. If you answer no, follow the linked guide before you proceed.

Workplace health and safety is enforced by the Health and Safety Executive in Great Britain and by HSENI in Northern Ireland. The product-conformity and type-approval regimes are Great Britain regimes — UKCA is the GB mark where one is required and CE marking also continues to be accepted on the GB market; vehicle and engine type approval runs through the Vehicle Certification Agency. If you supply Northern Ireland, check the position separately. Food-contact materials for food-processing machinery are a devolved regime. Each section names the body that applies.

Section 1 — Every machinery manufacturer (factory and people)

These workplace and employment duties apply to every manufacturer, whatever you make. Confirm each one.

  1. 1

    Have you written your risk assessments and put safe systems of work in place?

    Your general duty under the Health and Safety at Work etc. Act 1974 is to ensure, so far as is reasonably practicable, the health, safety and welfare of your people. Risk-assess machining, welding, assembly and lifting and put safe systems of work, training and supervision in place. If not, follow "Set up and run a safe machinery factory".

  2. 2

    Have you assessed and controlled exposure to fluids, fume and coatings?

    COSHH requires control of metalworking fluids and mists, welding fume, solvents and paints, with local exhaust ventilation and health surveillance where required.

  3. 3

    Is your machinery safeguarded, maintained and inspected under PUWER?

    Machine tools, presses and welding plant must be guarded, maintained and safely isolated for setting, maintenance and testing under PUWER.

  4. 4

    Have you assessed manual handling and carried out your fire risk assessment?

    Reduce hazardous handling of castings, components and finished machines; assess fire risk from hot work, oils and flammables under the fire-safety regime for your nation.

  5. 5

    Do you hold employers' liability insurance and meet your equality and data duties?

    Hold at least £5 million of cover once you employ anyone; do not discriminate under the Equality Act 2010 (or separate NI equality law enforced by the ECNI); and comply with the UK GDPR and Data Protection Act 2018, registering with the ICO unless exempt.

Section 2 — Placing products on the market

Confirm the regimes that apply to what you make — several may apply to one product. These are Great Britain regimes; check Northern Ireland separately if you supply there.

  1. 1

    Does your machinery meet the Supply of Machinery (Safety) Regulations 2008?

    Make sure machines meet the essential health and safety requirements, with the right conformity assessment, technical file, declaration of conformity, instructions and marking (UKCA, or CE which is still accepted on the GB market). If not, follow "Place machinery and equipment on the market".

  2. 2

    Does electrical or electronic equipment meet the EMC Regulations 2016?

    Electrical and electronic equipment must meet the electromagnetic compatibility requirements, with conformity assessment, documentation and marking.

  3. 3

    Does pressure equipment meet the pressure-equipment regimes?

    Boilers, vessels and piping under pressure must meet the Pressure Equipment (Safety) Regulations 2016 (graded by hazard category, often involving an approved body); mass-produced simple vessels meet the Simple Pressure Vessels (Safety) Regulations 2016.

  4. 4

    Do lifts meet the Lifts Regulations 2016?

    New passenger and goods lifts and lift safety components must meet the conformity-assessment, documentation and marking requirements of the Lifts Regulations 2016.

  5. 5

    Do your vehicles and engines have the type approval they need?

    Agricultural and forestry tractors and towed equipment need vehicle type approval, and non-road mobile machinery engines need NRMM emissions type approval, through the Vehicle Certification Agency, before sale.

  6. 6

    Do other products meet the general product safety duty, and food-machinery food-contact parts the food-contact rules?

    Goods outside a specific regime must be safe under the General Product Safety Regulations 2005 (the Office for Product Safety and Standards (OPSS) and Trading Standards); parts of food, drink and tobacco processing machinery that contact food must meet the devolved food-contact-materials rules for your nation.

If you answered no to anything

Work through the guide linked in that item before you sell. The two task guides — the safe-factory spine and placing machinery and equipment on the market — set out what to do. Start from the router if you are not sure which apply to you.

Official sources

Authoritative health and safety and product-conformity guidance.

Place machinery and equipment on the market

Almost everything this sector makes must meet a product-conformity or type-approval regime before you can sell it. This guide takes you through the regimes that apply to machinery and equipment — machinery safety, electromagnetic compatibility, pressure equipment and simple pressure vessels, lifts, type approval for agricultural and forestry vehicles and non-road mobile machinery, general product safety, and food-contact materials for food-processing machinery. Use the sections that match what you make.

Furniture manufacturer: compliance checklist

Use this checklist to confirm your furniture manufacturing business (SIC division 31) meets its obligations before you sell. Work through the universal workplace items every manufacturer shares, then the furniture fire-safety and product-safety items. If you answer no to any item, follow the linked guide before you proceed.

Wood-products manufacturer: compliance checklist

Use this checklist to confirm your wood-products business (SIC division 16) meets its obligations before a production run. Work through the universal workplace items every manufacturer shares, then the sections for placing products on the market and for wood packaging. If you answer no to any item, follow the linked guide before you proceed.

Paper manufacturer: compliance checklist

Use this checklist to confirm your paper business (SIC division 17) meets its obligations. Work through the universal workplace items every mill shares, then the sections for environmental permits and water, and for placing products on the market. If you answer no to any item, follow the linked guide before you proceed.

Other manufacturing: compliance checklist

Use this checklist to confirm your business in Division 32 (other manufacturing) meets its obligations before a production run. Work through the universal workshop items every maker shares, then the product-conformity section for what you make. If you answer no to any item, follow the linked guide before you proceed.