Checklist for protecting new and expectant mothers
Compliance checklist for employers when an employee is pregnant, has recently given birth, or is breastfeeding. Covers the …
Your legal duties under Regulations 16-18 of the Management of Health and Safety at Work Regulations 1999 to assess risks and protect new and expectant mothers. Covers the notification trigger, risk assessment requirements, the action hierarchy for controlling risks, and night work provisions.
You must protect pregnant, new, and breastfeeding employees at work. Once notified in writing, assess risks and adjust their work to keep them safe. If risks remain, offer alternative work or suspend on full pay. Failure to comply can lead to fines or discrimination claims.
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As an employer, you have specific legal duties to protect new and expectant mothers at work. These duties go beyond your general health and safety obligations and require you to take proactive steps once you are notified that an employee is pregnant, has recently given birth, or is breastfeeding.
Failing to comply can result in HSE enforcement action, and may also constitute pregnancy discrimination under the Equality Act 2010 - exposing you to unlimited compensation claims in the employment tribunal.
The regulations protect three groups of workers:
The term "new or expectant mother" in the regulations covers all three groups.
Your specific duties under Regulations 16-18 are triggered when an employee notifies you in writing that she:
You cannot require medical evidence. The 2003 amendment to these regulations removed any requirement for a medical certificate or other proof. A simple written statement from the employee is sufficient to trigger your duties.
However, you can ask for confirmation of the pregnancy in writing if the employee initially tells you verbally. Once you receive written confirmation, your duties begin immediately.
If women of childbearing age work in your business and could be exposed to risks from their work that might affect a new or expectant mother or her baby, you must include these risks in your general workplace risk assessment. This applies even if no employee has notified you of pregnancy.
This generic assessment should identify:
Having this assessment ready means you can respond quickly when notification is received.
Once you receive written notification, you must conduct a specific individual risk assessment for that employee. This is not optional - it is a legal requirement.
The individual assessment must consider:
You should involve the employee in the assessment. She knows her own health situation and may have information from her midwife or GP that is relevant.
HSE guidance identifies workplace hazards that may particularly affect new and expectant mothers:
If your risk assessment identifies a risk that cannot be avoided, you must follow a strict hierarchy of protective measures. You cannot skip steps - you must consider each option in order and document why it is not possible before moving to the next.
First, try to temporarily adjust the employee's working conditions or hours of work to avoid the risk. Examples: removing manual handling duties, providing a chair for work normally done standing, adjusting shift patterns to avoid night work, allowing more frequent rest breaks, relocating to a cooler area, removing exposure to hazardous substances. This is the preferred option because the employee continues in her normal role with modifications.
If adjusting conditions is not reasonable, or would not avoid the risk, you must offer suitable alternative work on terms and conditions that are no less favourable than her normal role. "Suitable" means appropriate to her skills and experience. "No less favourable" means same pay, same status, and comparable working arrangements. You cannot offer alternative work that pays less or has worse conditions than her normal job.
Only if there is no suitable alternative work available should you suspend the employee from work. Suspension must be on full pay for as long as necessary to protect her health and safety. This is linked to Employment Rights Act 1996 sections 66-68. The employee is entitled to her normal remuneration during suspension - this is not unpaid leave. Suspension should be a last resort, not a first response.
A common mistake is to suspend the employee immediately "to be safe" without properly considering adjusted conditions or alternative work. This can constitute pregnancy discrimination under the Equality Act 2010.
You must demonstrate you have genuinely considered and exhausted Steps 1 and 2 before suspending. Document your reasoning at each stage.
Special provisions apply where an employee normally works at night.
If a registered medical practitioner or registered midwife provides a certificate stating that night work would be a risk to the employee's health or safety, you must:
The medical certificate triggers this duty. You cannot require the employee to continue night work while awaiting investigation of whether day work is available.
What counts as night work: Work during the period between 11pm and 6am (unless a different period is agreed in a collective or workforce agreement, but it must include midnight to 5am).
The Workplace (Health, Safety and Welfare) Regulations 1992 require you to provide suitable rest facilities for pregnant employees and breastfeeding mothers.
For pregnant employees, this means:
For breastfeeding mothers, this means:
The specific facilities needed depend on your workplace and the employee's needs. Discuss arrangements with her.
A risk assessment for a new or expectant mother is not a one-off exercise. You should review it:
Good practice is to review at least once per trimester during pregnancy, and again when the employee confirms her return to work date.
Failing to comply with these health and safety requirements may also constitute pregnancy discrimination under the Equality Act 2010. Pregnancy and maternity is a protected characteristic.
Common discrimination risks:
Pregnancy discrimination claims have no cap on compensation. The employee can bring both a health and safety claim and a discrimination claim arising from the same facts.
Identify roles with hazards that could affect pregnancy. Document control measures and plans for when notification is received. Review annually or when work processes change.
Acknowledge the notification in writing. Do not require medical evidence. Begin the individual risk assessment process immediately.
Assess the specific hazards for that employee in her role. Involve the employee in the assessment. Consider physical, chemical, biological, and working pattern risks.
First, adjust working conditions or hours. If not possible, offer suitable alternative work. Only suspend on full pay as a last resort. Document your reasoning at each step.
Ensure the employee has somewhere to rest during the working day. For breastfeeding mothers, provide a private room (not a toilet) and refrigerator access.
Revisit at each trimester, if health complications arise, when the employee returns from leave, or if work arrangements change.
Document the risk assessment, control measures implemented, and any decisions about adjusted conditions, alternative work, or suspension. Keep records for at least 3 years.
HSE's main guidance hub for employers on protecting new and expectant mothers
Detailed guidance document with hazard checklists and worked examples
The primary legislation text for risk assessment requirements
The primary legislation text for night work provisions
Suspension from work on maternity grounds - pay entitlements
GOV.UK guide to pregnancy discrimination and your legal rights
Practical guidance on avoiding pregnancy discrimination