Principal Accountable Person additional duties
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Your legal duties as an Accountable Person or Principal Accountable Person for a higher-risk building under the Building Safety Act 2022. Covers registration, safety case reports, resident engagement, mandatory occurrence reporting, golden thread maintenance, and Building Assessment Certificates for buildings 18 metres or higher (or 7+ storeys) with 2 or more residential units in England.
If you own or manage a high-rise residential building (18m+ or 7+ storeys) in England, you must register it with the Building Safety Regulator, assess safety risks, and report safety issues. You are legally responsible even if you hire others to manage the building.
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If you are responsible for an occupied higher-risk building in England, the Building Safety Act 2022 creates specific legal duties that you cannot delegate to others. These duties exist to protect residents from fire and structural safety risks, and failure to comply is a criminal offence.
This guide explains who qualifies as an Accountable Person (AP), what distinguishes the Principal Accountable Person (PAP), and the specific duties you must fulfil under Part 4 of the Act. If you manage a building that is 18 metres or more in height, or 7 or more storeys, and contains 2 or more residential units, this regime applies to you.
The duties took effect in stages from April 2023, with all core requirements now fully in force. If you have not yet complied, you should take immediate action - operating without registration or failing to meet your duties exposes you to criminal prosecution.
An Accountable Person (AP) is defined under Section 72 of the Building Safety Act 2022 as someone who:
Common parts include the structure, exterior, corridors, lobbies, staircases, plant rooms, and any shared facilities. APs can be organisations or individuals.
Typical examples of Accountable Persons:
There can be multiple Accountable Persons if different parties are responsible for different parts of the building. For example, a freeholder might be responsible for the structure and exterior, while a management company has obligations for the common parts under the lease.
Where there is only one Accountable Person, that person is automatically the Principal Accountable Person (PAP). Where there are multiple APs, the PAP is the one who owns or has a repairing obligation for the structure and exterior of the building.
If it is unclear who the PAP should be, or multiple parties qualify, the First-tier Tribunal can make a determination.
The PAP has additional duties beyond those of other APs:
You cannot delegate your legal obligations as an Accountable Person. While you can employ managing agents, building safety managers, or other professionals to help you discharge your duties, the legal accountability remains with you.
If your managing agent fails to comply with a requirement, you are still liable. This means:
Prosecutions for Building Safety Act breaches can target the Accountable Person directly, regardless of whether they employed someone else to handle the work.
The Principal Accountable Person must register the building with the Building Safety Regulator (BSR) before anyone occupies it. For buildings that were already occupied when the regime commenced, registration should have been completed by 30 September 2023 - occupying an unregistered higher-risk building has been an offence since 1 October 2023.
It is a criminal offence to allow residents to occupy an unregistered higher-risk building.
Registration deadlines and ongoing obligations:
If you have not registered and the building is occupied, you should register immediately. Late registration is better than no registration, though you may face enforcement action for the period of non-compliance.
Under Sections 83 and 84 of the Building Safety Act, Accountable Persons must:
This is more than a fire risk assessment under the Fire Safety Order. Building safety risks include structural risks (such as those that could cause partial or total collapse) as well as fire risks. You may need specialist structural engineering advice alongside fire safety expertise.
The Principal Accountable Person must prepare a safety case report as soon as reasonably practicable after the building becomes occupied. The safety case report is a key document demonstrating how the building's safety risks are being managed.
What the safety case report must contain:
Keeping the safety case current:
The safety case report forms part of the golden thread of building information and is required when applying for a Building Assessment Certificate.
The Principal Accountable Person must prepare and implement a residents' engagement strategy under Section 91 of the Act. This is not optional - it is a legal requirement to actively engage with residents on building safety matters.
Your residents' engagement strategy must cover:
Resident information rights:
Residents of higher-risk buildings have rights to request specific information from the Accountable Person, including:
You must respond to requests within a reasonable timeframe. Refusing to engage with residents or ignoring their safety concerns can lead to complaints to the Building Safety Regulator and potential enforcement action.
Accountable Persons must report certain safety occurrences to the Building Safety Regulator. This mandatory occurrence reporting (MOR) system ensures the Regulator is aware of incidents that could indicate systemic safety issues.
What counts as a reportable safety occurrence:
A reportable safety occurrence is an incident or situation relating to the structural integrity of the building or the spread of fire that presents a risk of a significant number of deaths, or of serious injury to a significant number of people. Examples include:
Not every fire is reportable - a minor, contained fire that did not present a risk of death or serious injury to a significant number of people does not meet the threshold. If in doubt, report.
Reporting requirements:
Accountable Persons must maintain the golden thread of building information throughout the occupation phase. This digital record system was created during design and construction and must be kept current and accessible.
Golden thread information during occupation must include:
Golden thread format requirements:
The government does not mandate specific software - any system meeting the requirements is acceptable.
The Principal Accountable Person must apply for a Building Assessment Certificate (BAC) from the Building Safety Regulator within 28 days of being directed to do so by the BSR (Section 79 of the Act). You cannot apply unprompted - the BSR calls buildings in for assessment in risk-prioritised tranches. The BAC confirms that the BSR has assessed your safety case report and is satisfied that you are managing building safety risks appropriately.
Building Assessment Certificate requirements:
The occupation-phase duties commenced on 16 January 2024, and the BSR began directing Principal Accountable Persons to apply for BACs from April 2024, starting with the highest-risk buildings. Make sure your safety case report is ready so you can respond within the 28-day window when your direction arrives.
To fulfil your duties, you have statutory powers to access residential premises within the building. However, these powers come with specific requirements to protect residents' rights.
Access and enforcement powers:
Grounds for contravention notices:
Document all access requests and contravention notices as part of the golden thread records.
The Building Safety Act creates criminal offences with severe penalties. Both individuals and corporate bodies can be prosecuted. Directors and officers may face personal liability where corporate offences are committed with their consent, connivance, or attributable to their neglect.
Specific criminal offences for Accountable Persons:
Civil enforcement powers:
The Building Safety Regulator can also take civil enforcement action including:
Extended enforcement period: There is no time limit for prosecution of building regulations contraventions (previously 2 years). Enforcement action can be taken up to 10 years from completion of works (previously 12 months).
Check if the building is 18 metres or more in height, OR 7 or more storeys, AND contains 2 or more residential units. If either threshold is met and there are 2+ residential units, the Part 4 regime applies. If borderline, get professional measurement and consider seeking BSR confirmation.
Review ownership structure, leases, and management agreements. Identify who has legal estate in the common parts and who has repairing obligations. The PAP is usually the freeholder or whoever has responsibility for structure and exterior. Document the determination.
If not already registered, apply immediately via the BSR online portal. Fee is GBP 251 per building. Provide required structure and fire safety information within 28 days of application. Keep registration up to date with any changes.
Assess both fire safety and structural safety risks. This goes beyond a standard fire risk assessment. Consider appointing competent fire safety and structural engineering professionals. Document all risks identified and evidence supporting your conclusions.
The PAP must prepare a safety case report showing how building safety risks are being managed. Include risk assessment findings and all steps taken to manage risks. Notify the BSR when the safety case is prepared or revised.
Create a documented strategy for engaging residents on safety matters. Include how residents can report concerns, how you will consult them, and how you will provide feedback. Make the strategy accessible to all residents.
Set up processes to identify, record, and report safety occurrences to the BSR. Train relevant staff on what constitutes a reportable occurrence. Submit a notice as soon as reasonably practicable and a full report within 10 days, and keep MOR records as part of the golden thread.
Review what building information you hold from construction handover. Establish systems to maintain and update information during occupation. Ensure format meets regulatory requirements (digital, accessible, plain English, version controlled, GDPR compliant).
The BSR will direct you to apply for a BAC as part of its risk-prioritised assessment programme, and you then have 28 days to submit your application. Have your safety case report complete so you can respond in time. Display the certificate prominently once issued.
Ensure any managing agents, building safety managers, or advisers you engage are competent. Remember you cannot delegate legal responsibility - you remain liable for their failures. Establish clear contracts and monitoring arrangements.