These requirements apply to all business activities in this division.
registration
England
Ongoing
Registration with the care regulator (regulated activity)
Enforced by:
CQC
Health and Social Care Act 2008; Health and Social Care Act 2008 (Regulated Activities) Regulations 2014; Care Quality Commission (Registration) Regulations 2009
Providing accommodation together with personal or nursing care is a 'regulated activity' (Schedule 1 to the Regulated Activities Regulations 2014); the provider and a registered manager must register with CQC before operating and meet the fundamental standards (Regs 9-20A, including safe care, safeguarding, dignity, duty of candour). CQC inspects and publishes ratings. Devolved equivalents: Scotland — registration with the Care Inspectorate under the Public Services Reform (Scotland) Act 2010 (asp/2010/8); Wales — Care Inspectorate Wales under the Regulation and Inspection of Social Care (Wales) Act 2016 (anaw/2016/2); Northern Ireland — RQIA under the Health and Personal Social Services (Quality, Improvement and Regulation) (NI) Order 2003 (nisi/2003/431). NOT applicable to children's homes (see 87.90).
certification
England_Wales
Ongoing
Enhanced DBS checks for staff (regulated activity with vulnerable groups)
Enforced by:
DBS
Safeguarding Vulnerable Groups Act 2006
Care work with adults or children is 'regulated activity' under the Safeguarding Vulnerable Groups Act 2006, so staff require an enhanced DBS check including the relevant barred list(s). It is an offence to employ a barred person in regulated activity. Scotland operates the equivalent PVG (Protecting Vulnerable Groups) scheme via Disclosure Scotland; Northern Ireland uses AccessNI.
compliance
England_Wales
Ongoing
Mental Capacity Act compliance and Deprivation of Liberty Safeguards (DoLS)
Enforced by:
CQC
Mental Capacity Act 2005; Mental Capacity (Amendment) Act 2019
Care providers must assess mental capacity, act in residents' best interests, and where a resident who lacks capacity is deprived of their liberty in a care home, obtain authorisation through the Deprivation of Liberty Safeguards (DoLS) via the supervisory body (the local authority). The Mental Capacity (Amendment) Act 2019 enacted the Liberty Protection Safeguards (LPS) to replace DoLS, but LPS is NOT yet in force — DoLS remains operative. Scotland: Adults with Incapacity (Scotland) Act 2000.
compliance
Great_Britain
Ongoing
Health and Safety at Work etc. Act 1974 — general duties
Enforced by:
HSE
Health and Safety at Work etc. Act 1974
General duty to protect the health, safety and welfare of employees and others affected — including residents and visitors. In care settings this extends to moving-and-handling, legionella control in water systems, infection prevention and control, and scalding/hot-surface risks.
insurance
Great_Britain
Annual
Employers' Liability Insurance
Enforced by:
HSE
Employers' Liability (Compulsory Insurance) Act 1969
Required for any business employing at least one person. Care providers also typically carry public liability and professional indemnity cover.
registration
Uk
Annual
UK GDPR + Data Protection Act 2018
Enforced by:
ICO
Data Protection Act 2018; UK GDPR (retained EU law)
Care providers process extensive special category data (health, care plans, medication records). ICO registration unless exempt; appropriate-policy document and heightened safeguards required for health data.
compliance
Great_Britain
Ongoing
Equality Act 2010 — protected characteristics
Enforced by:
EHRC
Equality Act 2010
No discrimination, harassment or victimisation in employment or in the provision of care services; duty to make reasonable adjustments for disabled residents and staff. Age and disability are central protected characteristics across this division.
compliance
England_Wales
Ongoing
Regulatory Reform (Fire Safety) Order 2005
Enforced by:
LOCAL_FIRE_AUTHORITY
Regulatory Reform (Fire Safety) Order 2005
Fire safety is critical in care homes: residents are frequently unable to self-evacuate, so a 'responsible person' must complete a fire risk assessment addressing dependency, staffing and progressive horizontal evacuation. CQC and fire authorities co-enforce. Devolved variants: Fire (Scotland) Act 2005; Fire and Rescue Services (NI) Order 2006.