Data protection annual compliance checklist
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How to recognise, process, and respond to subject access requests under UK GDPR. Covers the one-month response deadline, identity verification, searching for data, reviewing exemptions, handling employee SARs, fee rules, and the penalty regime for non-compliance.
Respond to subject access requests (SARs) within one month. Anyone can ask verbally or in writing to see their personal data you hold. Check their identity, find all relevant data, redact third-party information, and provide a copy. Failure can lead to fines up to £17.5 million.
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A subject access request (SAR) is when someone asks for a copy of the personal data you hold about them. Under UK GDPR Article 15, every individual has the right to access their personal data, and your business must respond within strict legal timeframes.
SARs can come from customers, employees, former staff, suppliers, or anyone whose personal data you process. Getting them wrong can lead to ICO enforcement action and fines of up to 17.5 million GBP or 4% of annual worldwide turnover.
A SAR does not need to follow any particular format. There is no required form, no specific wording, and no need for the person to mention the legislation. You must treat any of the following as a valid SAR:
The person does not need to use the words 'subject access request', 'SAR', 'Article 15', or 'UK GDPR'. If their intent to access their personal data is clear, your legal obligations are triggered immediately.
SARs can arrive through unexpected channels - a customer might ask a shop-floor employee, or a former employee might message your company on social media. Failing to recognise a valid SAR is one of the most common compliance failures the ICO investigates. Train every member of staff who interacts with the public to recognise and escalate SARs without delay.
The right of access is one of eight individual rights under UK GDPR. Understanding where SARs fit within the broader rights framework helps you handle requests correctly and recognise when someone is exercising a different right.
Follow these steps each time you receive a subject access request. The process applies whether the request comes from a customer, employee, or any other individual.
Record the date received immediately - this starts your one-month clock. Log the request in your SAR register, noting the channel (email, phone, letter, social media, or verbal), who the requester is, and what they asked for. Assign it to the person responsible for handling SARs in your organisation.
You must be confident the request comes from the right person before releasing data. If the request comes from an email or account already on file, this may suffice. For higher-risk data, ask them to confirm details only they would know. For very sensitive data, you may request photo ID, but keep verification proportionate to the risk. The response deadline pauses until you confirm identity.
Search all systems where the individual's personal data may be held: databases, CRM, email (including archives), paper files, backups, CCTV, HR records, finance systems, and any third-party processors. You must make genuine efforts to find all relevant data, but searches should be reasonable and proportionate. Record which systems you searched.
Redact personal data about other identifiable individuals unless they have consented or disclosure is reasonable without consent. Check for other exemptions: legal professional privilege, confidential references you gave, management forecasting, crime prevention, or regulatory functions. Apply exemptions to specific information, not whole documents - redact the exempt parts and provide the rest. Document your reasoning for every exemption.
Your response must include: a copy of their personal data; purposes of processing; categories of data held; recipients; retention periods; their rights to rectification, erasure, restriction, and objection; data source if not collected directly; and any automated decision-making details. Provide in a commonly used electronic format (PDF, CSV) if requested electronically. If the request is complex, you can extend by up to two further months but must inform the individual within the first month explaining why.
SARs are free of charge in almost all cases. You can only charge a reasonable fee (based on administrative costs) if a request is manifestly unfounded or excessive, or if someone requests additional copies of data already provided.
This is a high bar. A request may be manifestly unfounded if the person clearly has no intention to exercise their rights (for example, making threats unrelated to data access). A request may be excessive if it is repetitive without legitimate reason.
Volume alone does not make a request excessive. The test considers whether the request is reasonable in the circumstances, not the work involved. You bear the burden of proof and must still respond within one month, explaining your decision and informing the individual of their right to complain to the ICO.
You can extend the deadline by up to two further months (total three months) for genuinely complex requests. You must tell the individual within the first month and explain why. Complexity means significant effort is needed - for example, searching many systems or reviewing large volumes of third-party data. Being busy or under-resourced is not a valid reason.
SARs from employees and former employees are among the most challenging. They typically involve large volumes of data across many systems and raise complex exemption questions.
Failing to respond correctly to SARs is a breach of data subject rights under UK GDPR Articles 12-22. This falls under the higher tier of the UK GDPR penalty regime.
Common compliance failures that trigger ICO enforcement:
The ICO can investigate complaints, issue enforcement notices, audit your SAR processes, and impose fines for serious or persistent failures.